{
  "crd_number": 134911,
  "slug": "cook-pine-capital-llc-greenwich-ct-134911",
  "primary_business_name": "COOK PINE CAPITAL LLC",
  "legal_name": "COOK PINE CAPITAL LLC",
  "dbas": [],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-07-25",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 490303860.0,
  "raum_discretionary": 393254303.0,
  "raum_non_discretionary": 97049557.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 52388227.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 97134163.0,
      "count": 2,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 340781470.0,
      "count": 2
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "DE",
    "NY"
  ],
  "websites": [
    "https://cookpinecapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/134911",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/cook-pine-capital-llc-greenwich-ct-134911",
  "display_name": "Cook Pine Capital LLC",
  "summary": "Cook Pine Capital LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Cook Pine Capital LLC (CRD 134911): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Cook Pine Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cook Pine Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Cook Pine Capital LLC located?",
      "a": "Cook Pine Capital LLC's principal office is in Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Cook Pine Capital LLC registered with the SEC or a state?",
      "a": "Cook Pine Capital LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 134911."
    },
    {
      "q": "How much does Cook Pine Capital LLC manage?",
      "a": "Cook Pine Capital LLC reports $490,303,860 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (80% discretionary)."
    },
    {
      "q": "How have Cook Pine Capital LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Cook Pine Capital LLC: Regulatory assets under management: $341,190,915 in the October 2021 data and $490,303,860 in the October 2026 data, up 44%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Cook Pine Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2); pooled investment vehicles (other than investment companies and business development companies) (2); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Cook Pine Capital LLC use?",
      "a": "Cook Pine Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Columbia Private Trust, Mufg Alternative Fund Services (cayman) Ltd and US Bancorp as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Cook Pine Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134911"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 341190915.0,
      "total_employees": 6,
      "filing_date": "2021-05-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 444778397.0,
      "total_employees": 7,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 386358887.0,
      "total_employees": 7,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 409201719.0,
      "total_employees": 7,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 456557971.0,
      "total_employees": 8,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 490303860.0,
      "total_employees": 8,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Columbia Private Trust",
      "name_as_filed": "COLUMBIA PRIVATE TRUST",
      "affiliated": false
    },
    {
      "name": "Mufg Alternative Fund Services (cayman) Ltd",
      "name_as_filed": "MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LTD",
      "affiliated": false
    },
    {
      "name": "US Bancorp",
      "name_as_filed": "US BANCORP",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cook-pine-capital-llc-greenwich-ct-134911.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2,
      "fewer_than_5": true,
      "raum": 97134163.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 340781470.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 52388227.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/134911",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}