{
  "crd_number": 326989,
  "slug": "cook-financial-llc-vernal-ut-326989",
  "primary_business_name": "COOK FINANCIAL, LLC",
  "legal_name": "COOK FINANCIAL, LLC",
  "dbas": [],
  "city": "Vernal",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "46860",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2023-09-06",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-02-23",
  "carried_forward": false,
  "raum_total": 6292934.0,
  "raum_discretionary": 6292934.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 4302545.0,
      "count": 23
    },
    "high_net_worth_individuals": {
      "raum": 1812144.0,
      "count": 5
    },
    "corporations_other_businesses": {
      "raum": 178245.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "UT"
  ],
  "websites": [
    "https://cook-financial.com",
    "https://protect-us.mimecast.com/s/Wb96Co2mNgsDOGRQf1FCBh?domain=go.oncehub.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326989",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "VERNAL",
  "url": "https://advisorcensus.com/firm/cook-financial-llc-vernal-ut-326989",
  "display_name": "Cook Financial, LLC",
  "summary": "Cook Financial, LLC is a state-registered investment advisory firm in Vernal, UT, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.",
  "citation": "AdvisorCensus. Cook Financial, LLC (CRD 326989): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Cook Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cook Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Cook Financial, LLC located?",
      "a": "Cook Financial, LLC's principal office is in Vernal, UT, according to its Form ADV."
    },
    {
      "q": "Is Cook Financial, LLC registered with the SEC or a state?",
      "a": "Cook Financial, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 326989."
    },
    {
      "q": "How much does Cook Financial, LLC manage?",
      "a": "Cook Financial, LLC reports $6,292,934 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Cook Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (5); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Does Cook Financial, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326989"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/cook-financial-llc-vernal-ut-326989.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 23,
      "fewer_than_5": false,
      "raum": 4302545.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5,
      "fewer_than_5": false,
      "raum": 1812144.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 178245.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326989",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}