# Conway Capital Management, Inc.

> Conway Capital Management, Inc. is an SEC-registered investment advisory firm in Burbank, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 133260
- Filed as: CONWAY CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Burbank, CA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133260
- AdvisorCensus page: https://advisorcensus.com/firm/conway-capital-management-inc-burbank-ca-133260

## Quick answers

**How is Conway Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Conway Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Conway Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $10,000,000: 1.5% a year; $10,000,001 to $25,000,000: 1% a year; Above $25,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Conway Capital Management, Inc. located?**
Conway Capital Management, Inc.'s principal office is in Burbank, CA, according to its Form ADV.

**Is Conway Capital Management, Inc. registered with the SEC or a state?**
Conway Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 133260.

**How much does Conway Capital Management, Inc. manage?**
Conway Capital Management, Inc. reports $231,926,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (98% discretionary).

**How have Conway Capital Management, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Conway Capital Management, Inc.: Regulatory assets under management: $166,050,500 in the October 2022 data and $231,926,000 in the October 2026 data, up 40%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Conway Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (26).

**Which custodians does Conway Capital Management, Inc. use?**
Conway Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Conway Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133260

**What changed in Conway Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Up to $10,000,000: 1.5% a year
- $10,000,001 to $25,000,000: 1% a year
- Above $25,000,000: see the brochure

> Conway charges clients an annual investment management fee based on the following schedule: Assets Under Management Annual Fee Less than $10,000,000 1.50% annually $10,000,001 to $25,000,000 1% annually Above $25,000,000 Negotiable

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $231,926,000
- Discretionary: $227,764,327
- Non-discretionary: $4,161,673

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $10,483,055 |
| High net worth individuals | 42 | $221,442,945 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, GA, MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $166,050,500 | 1 | April 8, 2022 |
| October 2023 | $130,121,000 | 1 | March 31, 2023 |
| October 2024 | $186,016,000 | 1 | March 29, 2024 |
| October 2025 | $212,787,000 | 1 | March 21, 2025 |
| October 2026 | $231,926,000 | 1 | March 20, 2026 |

Regulatory assets under management: $166,050,500 in the October 2022 data and $231,926,000 in the October 2026 data, up 40%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in MA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Conway Capital Management, Inc. (CRD 133260): Form ADV filing data as of October 2026.