{
  "crd_number": 133260,
  "slug": "conway-capital-management-inc-burbank-ca-133260",
  "primary_business_name": "CONWAY CAPITAL MANAGEMENT, INC.",
  "legal_name": "CONWAY CAPITAL MANAGEMENT, INC.",
  "dbas": [],
  "city": "Burbank",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-05-03",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-20",
  "carried_forward": false,
  "raum_total": 231926000.0,
  "raum_discretionary": 227764327.0,
  "raum_non_discretionary": 4161673.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 10483055.0,
      "count": 26
    },
    "high_net_worth_individuals": {
      "raum": 221442945.0,
      "count": 42
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "GA",
    "MA",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133260",
  "city_as_filed": "BURBANK",
  "url": "https://advisorcensus.com/firm/conway-capital-management-inc-burbank-ca-133260",
  "display_name": "Conway Capital Management, Inc.",
  "summary": "Conway Capital Management, Inc. is an SEC-registered investment advisory firm in Burbank, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.",
  "citation": "AdvisorCensus. Conway Capital Management, Inc. (CRD 133260): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Conway Capital Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Conway Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Conway Capital Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $10,000,000: 1.5% a year; $10,000,001 to $25,000,000: 1% a year; Above $25,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Conway Capital Management, Inc. located?",
      "a": "Conway Capital Management, Inc.'s principal office is in Burbank, CA, according to its Form ADV."
    },
    {
      "q": "Is Conway Capital Management, Inc. registered with the SEC or a state?",
      "a": "Conway Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 133260."
    },
    {
      "q": "How much does Conway Capital Management, Inc. manage?",
      "a": "Conway Capital Management, Inc. reports $231,926,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (98% discretionary)."
    },
    {
      "q": "How have Conway Capital Management, Inc.'s assets and staff changed since 2022?",
      "a": "In the Form ADV data for Conway Capital Management, Inc.: Regulatory assets under management: $166,050,500 in the October 2022 data and $231,926,000 in the October 2026 data, up 40%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Conway Capital Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (26)."
    },
    {
      "q": "Which custodians does Conway Capital Management, Inc. use?",
      "a": "Conway Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Conway Capital Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133260"
    },
    {
      "q": "What changed in Conway Capital Management, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Registered or notice-filed in MA."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 166050500.0,
      "total_employees": 1,
      "filing_date": "2022-04-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 130121000.0,
      "total_employees": 1,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 186016000.0,
      "total_employees": 1,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 212787000.0,
      "total_employees": 1,
      "filing_date": "2025-03-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 231926000.0,
      "total_employees": 1,
      "filing_date": "2026-03-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Registered or notice-filed in MA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $10,000,000",
        "rate": "1.5%"
      },
      {
        "band": "$10,000,001 to $25,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $25,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $10,000,000: 1.5% a year",
          "$10,000,001 to $25,000,000: 1% a year",
          "Above $25,000,000: see the brochure"
        ],
        "quotes": [
          "Conway charges clients an annual investment management fee based on the following schedule: Assets Under Management Annual Fee Less than $10,000,000 1.50% annually $10,000,001 to $25,000,000 1% annually Above $25,000,000 Negotiable"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 10000000.0,
          "rate_pct": 1.5
        },
        {
          "min": 10000001.0,
          "max": 25000000.0,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Conway charges clients an annual investment management fee based on the following schedule: Assets Under Management Annual Fee Less than $10,000,000 1.50% annually $10,000,001 to $25,000,000 1% annually Above $25,000,000 Negotiable"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/conway-capital-management-inc-burbank-ca-133260.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 10483055.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 42,
      "fewer_than_5": false,
      "raum": 221442945.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133260",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}