# Converse Team Financial Services, LLC

> Converse Team Financial Services, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 335322
- Filed as: CONVERSE TEAM FINANCIAL SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335322
- AdvisorCensus page: https://advisorcensus.com/firm/converse-team-financial-services-llc-335322

## Quick answers

**How is Converse Team Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Converse Team Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Converse Team Financial Services, LLC registered with the SEC or a state?**
Converse Team Financial Services, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335322.

**How much does Converse Team Financial Services, LLC manage?**
Converse Team Financial Services, LLC reports $325,000,000 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (0% discretionary).

**How have Converse Team Financial Services, LLC's assets and staff changed since 2025?**
In the Form ADV data for Converse Team Financial Services, LLC: Total employees: 5 in October 2025 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Converse Team Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (83).

**Does Converse Team Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335322

**What changed in Converse Team Financial Services, LLC's recent Form ADV filings?**
In the December 2025 filing data: Employees performing advisory functions went from 5 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $325,000,000
- Discretionary: $0
- Non-discretionary: $325,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 83 | $325,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- converseteam.com
- theconverseteam.com
- Facebook @theconverseteam
- Instagram @theconverseteam
- LinkedIn @theconverseteam

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 5 | July 2, 2025 |
| October 2026 | $325,000,000 | 7 | June 2, 2026 |

Total employees: 5 in October 2025 and 7 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Employees performing advisory functions went from 5 to 6.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Converse Team Financial Services, LLC (CRD 335322): Form ADV filing data as of October 2026.