# Convergence Investment Partners, LLC

> Convergence Investment Partners, LLC is an SEC-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 148472
- Filed as: CONVERGENCE INVESTMENT PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palm Beach Gardens, FL
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148472
- AdvisorCensus page: https://advisorcensus.com/firm/convergence-investment-partners-llc-palm-beach-gardens-fl-148472

## Quick answers

**How is Convergence Investment Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Convergence Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Convergence Investment Partners, LLC located?**
Convergence Investment Partners, LLC's principal office is in Palm Beach Gardens, FL, according to its Form ADV.

**Is Convergence Investment Partners, LLC registered with the SEC or a state?**
Convergence Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148472.

**How much does Convergence Investment Partners, LLC manage?**
Convergence Investment Partners, LLC reports $523,573,429 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (91% discretionary).

**How have Convergence Investment Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Convergence Investment Partners, LLC: Regulatory assets under management: $224,645,640 in the October 2021 data and $523,573,429 in the October 2026 data, up 133%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Convergence Investment Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (224); other investment advisers (211); charitable organizations (5).

**Which custodians does Convergence Investment Partners, LLC use?**
Convergence Investment Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and Wells Fargo Advisors Financial Network, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Convergence Investment Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148472

**What changed in Convergence Investment Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $464,769,729 to $523,573,429 (+13%). Registered or notice-filed in NY. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC
- Wells Fargo Advisors Financial Network, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $523,573,429
- Discretionary: $477,857,869
- Non-discretionary: $45,715,560

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 224 | $165,673,282 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $268,036,884 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 5 | $38,447,928 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 211 | $45,715,560 |
| Insurance companies | Fewer than 5 | $3,571,510 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,128,265 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2008 (17 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, KS, MO, NJ, NV, NY, OK, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- investcip.com
- LinkedIn @CONVERGENCE-INVESTMENT-PARTNERS
- X @INVESTCIP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $224,645,640 | 7 | March 9, 2021 |
| October 2022 | $225,949,062 | 9 | August 2, 2022 |
| October 2023 | $203,344,299 | 6 | May 31, 2023 |
| October 2024 | $233,544,591 | 6 | March 27, 2024 |
| October 2025 | $464,769,729 | 6 | March 10, 2025 |
| October 2026 | $523,573,429 | 5 | March 23, 2026 |

Regulatory assets under management: $224,645,640 in the October 2021 data and $523,573,429 in the October 2026 data, up 133%.
Total employees: 7 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $464,769,729 to $523,573,429 (+13%).
- Registered or notice-filed in NY.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in NE, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Convergence Investment Partners, LLC (CRD 148472): Form ADV filing data as of October 2026.