# Continuity Wealth Management, Corp.

> Continuity Wealth Management, Corp. is an SEC-registered investment advisory firm in Portland, OR, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 111010
- Filed as: CONTINUITY WEALTH MANAGEMENT, CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111010
- AdvisorCensus page: https://advisorcensus.com/firm/continuity-wealth-management-corp-portland-or-111010

## Quick answers

**How is Continuity Wealth Management, Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Continuity Wealth Management, Corp. reports these compensation arrangements: a percentage of assets under its management.

**How much does Continuity Wealth Management, Corp. charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Continuity Wealth Management, Corp. located?**
Continuity Wealth Management, Corp.'s principal office is in Portland, OR, according to its Form ADV.

**Is Continuity Wealth Management, Corp. registered with the SEC or a state?**
Continuity Wealth Management, Corp. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111010.

**How much does Continuity Wealth Management, Corp. manage?**
Continuity Wealth Management, Corp. reports $214,306,873 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (99% discretionary).

**How have Continuity Wealth Management, Corp.'s assets and staff changed since 2021?**
In the Form ADV data for Continuity Wealth Management, Corp.: Regulatory assets under management: $153,723,042 in the October 2021 data and $214,306,873 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Continuity Wealth Management, Corp. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (191); high net worth individuals (79).

**Which custodians does Continuity Wealth Management, Corp. use?**
Continuity Wealth Management, Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Continuity Wealth Management, Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111010

**Does Continuity Wealth Management, Corp. state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios."

**What changed in Continuity Wealth Management, Corp.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $180,625,248 to $214,306,873 (+19%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $3,000,000: 0.75% a year
- Above $3,000,000: see the brochure

> Assets Under Management Annual Fee First $1,000,000 1.00% Next $1,000,000 - $3,000,000 0.75% $3,000,000 and above Negotiable

- Account minimum: $100,000

> Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $214,306,873
- Discretionary: $212,151,122
- Non-discretionary: $2,155,751

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 191 | $55,577,553 |
| High net worth individuals | 79 | $153,450,707 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $61,520 |
| Corporations or other businesses not listed above | Fewer than 5 | $5,217,093 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2001 (25 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- continuitywm.com
- LinkedIn @continuitywm

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,723,042 | 3 | March 26, 2021 |
| October 2022 | $188,143,516 | 4 | April 6, 2022 |
| October 2023 | $160,353,601 | 3 | March 30, 2023 |
| October 2024 | $158,065,900 | 4 | May 10, 2024 |
| October 2025 | $180,625,248 | 4 | January 28, 2025 |
| October 2026 | $214,306,873 | 4 | March 17, 2026 |

Regulatory assets under management: $153,723,042 in the October 2021 data and $214,306,873 in the October 2026 data, up 39%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $180,625,248 to $214,306,873 (+19%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Continuity Wealth Management, Corp. (CRD 111010): Form ADV filing data as of October 2026.