{
  "crd_number": 111010,
  "slug": "continuity-wealth-management-corp-portland-or-111010",
  "primary_business_name": "CONTINUITY WEALTH MANAGEMENT, CORP.",
  "legal_name": "CONTINUITY WEALTH MANAGEMENT, CORP.",
  "dbas": [],
  "city": "Portland",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-06-01",
  "years_registered": 25,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": 214306873.0,
  "raum_discretionary": 212151122.0,
  "raum_non_discretionary": 2155751.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 55577553.0,
      "count": 191
    },
    "pension_profit_sharing": {
      "raum": 61520.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 153450707.0,
      "count": 79
    },
    "corporations_other_businesses": {
      "raum": 5217093.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://continuitywm.com",
    "https://linkedin.com/company/continuitywm"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111010",
  "city_as_filed": "PORTLAND",
  "url": "https://advisorcensus.com/firm/continuity-wealth-management-corp-portland-or-111010",
  "display_name": "Continuity Wealth Management, Corp.",
  "summary": "Continuity Wealth Management, Corp. is an SEC-registered investment advisory firm in Portland, OR, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Continuity Wealth Management, Corp. (CRD 111010): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Continuity Wealth Management, Corp. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Continuity Wealth Management, Corp. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Continuity Wealth Management, Corp. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Continuity Wealth Management, Corp. located?",
      "a": "Continuity Wealth Management, Corp.'s principal office is in Portland, OR, according to its Form ADV."
    },
    {
      "q": "Is Continuity Wealth Management, Corp. registered with the SEC or a state?",
      "a": "Continuity Wealth Management, Corp. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111010."
    },
    {
      "q": "How much does Continuity Wealth Management, Corp. manage?",
      "a": "Continuity Wealth Management, Corp. reports $214,306,873 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (99% discretionary)."
    },
    {
      "q": "How have Continuity Wealth Management, Corp.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Continuity Wealth Management, Corp.: Regulatory assets under management: $153,723,042 in the October 2021 data and $214,306,873 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Continuity Wealth Management, Corp. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (191); high net worth individuals (79)."
    },
    {
      "q": "Which custodians does Continuity Wealth Management, Corp. use?",
      "a": "Continuity Wealth Management, Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Continuity Wealth Management, Corp. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111010"
    },
    {
      "q": "Does Continuity Wealth Management, Corp. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 says: \"Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios.\""
    },
    {
      "q": "What changed in Continuity Wealth Management, Corp.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $180,625,248 to $214,306,873 (+19%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 153723042.0,
      "total_employees": 3,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 188143516.0,
      "total_employees": 4,
      "filing_date": "2022-04-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 160353601.0,
      "total_employees": 3,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 158065900.0,
      "total_employees": 4,
      "filing_date": "2024-05-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 180625248.0,
      "total_employees": 4,
      "filing_date": "2025-01-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 214306873.0,
      "total_employees": 4,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $180,625,248 to $214,306,873 (+19%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $3,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $3,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,000 to $3,000,000: 0.75% a year",
          "Above $3,000,000: see the brochure"
        ],
        "quotes": [
          "Assets Under Management Annual Fee First $1,000,000 1.00% Next $1,000,000 - $3,000,000 0.75% $3,000,000 and above Negotiable"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000000.0,
          "max": 3000000.0,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Assets Under Management Annual Fee First $1,000,000 1.00% Next $1,000,000 - $3,000,000 0.75% $3,000,000 and above Negotiable",
      "Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/continuity-wealth-management-corp-portland-or-111010.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 191,
      "fewer_than_5": false,
      "raum": 55577553.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 79,
      "fewer_than_5": false,
      "raum": 153450707.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 61520.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 5217093.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111010",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}