# Context Financial LLC

> Context Financial LLC is a state-registered investment advisory firm in Lexington, KY, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 281812
- Filed as: CONTEXT FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281812
- AdvisorCensus page: https://advisorcensus.com/firm/context-financial-llc-lexington-ky-281812

## Quick answers

**How is Context Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Context Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Context Financial LLC located?**
Context Financial LLC's principal office is in Lexington, KY, according to its Form ADV.

**Is Context Financial LLC registered with the SEC or a state?**
Context Financial LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 281812.

**How much does Context Financial LLC manage?**
Context Financial LLC reports $20,810,000 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (0% discretionary).

**What types of clients does Context Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (2).

**Does Context Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281812

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $20,810,000
- Discretionary: $0
- Non-discretionary: $20,810,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $16,130,000 |
| High net worth individuals | 2 | $4,680,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- contextfinancial.com
- Facebook @CONTEXTFINANCIAL
- YouTube @contextfinancial120

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Context Financial LLC (CRD 281812): Form ADV filing data as of October 2026.