{
  "crd_number": 115167,
  "slug": "context-capital-management-llc-greenwich-ct-115167",
  "primary_business_name": "CONTEXT CAPITAL MANAGEMENT LLC",
  "legal_name": "CONTEXT CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-08-26",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-08-25",
  "carried_forward": false,
  "raum_total": 8008157694.0,
  "raum_discretionary": 8008157694.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 19,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": null
    },
    "pooled_investment_vehicles": {
      "raum": 8008157694.0,
      "count": 3
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL"
  ],
  "websites": [
    "https://contextfunds.com",
    "https://linkedin.com/company/context-capital-management-llc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115167",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/context-capital-management-llc-greenwich-ct-115167",
  "display_name": "Context Capital Management LLC",
  "summary": "Context Capital Management LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2005, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 25, 2026.",
  "citation": "AdvisorCensus. Context Capital Management LLC (CRD 115167): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Context Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Context Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does Context Capital Management LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Context Capital Management LLC located?",
      "a": "Context Capital Management LLC's principal office is in Greenwich, CT, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Context Capital Management LLC registered with the SEC or a state?",
      "a": "Context Capital Management LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 115167."
    },
    {
      "q": "How much does Context Capital Management LLC manage?",
      "a": "Context Capital Management LLC reports $8,008,157,694 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Context Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Context Capital Management LLC: Regulatory assets under management: $777,198,477 in the October 2021 data and $8,008,157,694 in the October 2026 data, up 930%. Total employees: 10 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Context Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)."
    },
    {
      "q": "Does Context Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115167"
    },
    {
      "q": "Does Context Capital Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Limited Partners in the Funds initial subscription minimum is $5,000,000. CCM has discretion to waive this minimum.\""
    },
    {
      "q": "What changed in Context Capital Management LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Added an office in La Jolla, CA. No longer lists an office in Greenwich, CT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 777198477.0,
      "total_employees": 10,
      "filing_date": "2021-06-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 866194494.0,
      "total_employees": 12,
      "filing_date": "2022-04-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1781877859.0,
      "total_employees": 12,
      "filing_date": "2023-08-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2579641000.0,
      "total_employees": 12,
      "filing_date": "2024-08-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 5018359000.0,
      "total_employees": 15,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 8008157694.0,
      "total_employees": 19,
      "filing_date": "2026-08-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Added an office in La Jolla, CA.",
        "No longer lists an office in Greenwich, CT."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Changed its office addresses in Greenwich, CT."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 8.",
        "Regulatory assets under management went from $5,018,359,000 to $8,008,157,694 (+60%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "First, CCM typically charges an annual fee of up to 1.5% of assets under management, which amount is payable in quarterly installments at the beginning or end"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Limited Partners in the Funds initial subscription minimum is $5,000,000. CCM has discretion to waive this minimum."
        ]
      }
    ],
    "quotes": [
      "First, CCM typically charges an annual fee of up to 1.5% of assets under management, which amount is payable in quarterly installments at the beginning or end",
      "Limited Partners in the Funds initial subscription minimum is $5,000,000. CCM has discretion to waive this minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/context-capital-management-llc-greenwich-ct-115167.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 8008157694.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115167",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}