{ "crd_number": 147253, "slug": "constellation-wealth-advisors-cincinnati-oh-147253", "primary_business_name": "CONSTELLATION WEALTH ADVISORS", "legal_name": "QUADRANT CAPITAL GROUP LLC", "dbas": [ "QUADRANT FAMILY WEALTH ADVISORS", "QUADRANT PRIVATE CAPITAL SOLUTIONS" ], "city": "Cincinnati", "state": "OH", "country": "United States", "cbsa_code": "17140", "metro": { "cbsa_code": "17140", "common_name": "Cincinnati", "msa_name": "Cincinnati, OH-KY-IN", "path": "/advisors/oh/cincinnati" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2008-05-28", "years_registered": 18, "period": "2026-10-01", "filing_date": "2026-07-30", "carried_forward": false, "raum_total": 5400048804.0, "raum_discretionary": 5347901958.0, "raum_non_discretionary": 52146846.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 26, "advisory_employees": 20, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 24240043.0, "count": 4, "fewer_than_5": true }, "individuals": { "raum": 11058577.0, "count": 47 }, "high_net_worth_individuals": { "raum": 4157144969.0, "count": 356 }, "pooled_investment_vehicles": { "raum": 1190953529.0, "count": 4 }, "corporations_other_businesses": { "raum": 16651686.0, "count": 6 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based", "subscription" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "FL", "GA", "IL", "IN", "KY", "LA", "OH", "PA", "SC", "TN", "TX" ], "websites": [ "https://constellation-wealth.com", "https://linkedin.com/company/constellation-wealth", "https://linkedin.com/company/quadrant-pc", "https://linkedin.com/showcase/constellation-wealth-advisors-nashville-tn", "https://quadrantpcs.com", "https://quadrantwealth.com", "https://share.google/fhy6jJWSiYnIC3rwL", "https://share.google/zbeOnjsgy7Hg5C2KF" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147253", "city_as_filed": "CINCINNATI", "url": "https://advisorcensus.com/firm/constellation-wealth-advisors-cincinnati-oh-147253", "display_name": "Constellation Wealth Advisors", "summary": "Constellation Wealth Advisors is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2008, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.", "citation": "AdvisorCensus. Constellation Wealth Advisors (CRD 147253): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Subscription fees (for a newsletter or periodical)", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Constellation Wealth Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Constellation Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is Constellation Wealth Advisors located?", "a": "Constellation Wealth Advisors' principal office is in Cincinnati, OH, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Constellation Wealth Advisors registered with the SEC or a state?", "a": "Constellation Wealth Advisors is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147253." }, { "q": "How much does Constellation Wealth Advisors manage?", "a": "Constellation Wealth Advisors reports $5,400,048,804 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (99% discretionary)." }, { "q": "How have Constellation Wealth Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Constellation Wealth Advisors: Regulatory assets under management: $2,005,648,659 in the October 2021 data and $5,400,048,804 in the October 2026 data, up 169%. Total employees: 19 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Constellation Wealth Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (356); individuals (other than high net worth individuals) (47); corporations or other businesses not listed above (6)." }, { "q": "Which custodians does Constellation Wealth Advisors use?", "a": "Constellation Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Constellation Wealth Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147253" }, { "q": "Does Constellation Wealth Advisors state an account minimum?", "a": "Its Form ADV Part 2A brochure dated July 30, 2026 says: \"The minimum client relationship size is generally $2,000,000 but amounts are negotiable.\"" }, { "q": "What changed in Constellation Wealth Advisors' recent Form ADV filings?", "a": "In the August 2026 filing data: Added an office in Nashville, TN. No longer lists an office in Franklin, TN." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2005648659.0, "total_employees": 19, "filing_date": "2021-08-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3018105133.0, "total_employees": 25, "filing_date": "2022-07-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3047335087.0, "total_employees": 30, "filing_date": "2023-07-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3900159084.0, "total_employees": 31, "filing_date": "2024-09-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4661729458.0, "total_employees": 31, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5400048804.0, "total_employees": 26, "filing_date": "2026-07-30" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added an office in Nashville, TN.", "No longer lists an office in Franklin, TN." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 23 to 20.", "Regulatory assets under management went from $4,661,729,458 to $5,400,048,804 (+16%).", "No longer lists an office in Cincinnati, OH.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in NC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 30, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$2,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": "$20,000", "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "The minimum client relationship size is generally $2,000,000 but amounts are negotiable." ] }, { "label": "Minimum annual fee", "statements": [ "Minimum annual fee: $20,000" ], "quotes": [ "The firm has a standard minimum annual fee of $20,000, which is payable quarterly." ] } ], "quotes": [ "The minimum client relationship size is generally $2,000,000 but amounts are negotiable.", "The firm has a standard minimum annual fee of $20,000, which is payable quarterly." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/constellation-wealth-advisors-cincinnati-oh-147253.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 47, "fewer_than_5": false, "raum": 11058577.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 356, "fewer_than_5": false, "raum": 4157144969.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 4, "fewer_than_5": false, "raum": 1190953529.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 4, "fewer_than_5": true, "raum": 24240043.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 6, "fewer_than_5": false, "raum": 16651686.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147253", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }