# Constellation Asset Management, Inc.

> Constellation Asset Management, Inc. is an SEC-registered investment advisory firm in Fayetteville, NY, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 125704
- Filed as: CONSTELLATION ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fayetteville, NY
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125704
- AdvisorCensus page: https://advisorcensus.com/firm/constellation-asset-management-inc-fayetteville-ny-125704

## Quick answers

**How is Constellation Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Constellation Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Constellation Asset Management, Inc. located?**
Constellation Asset Management, Inc.'s principal office is in Fayetteville, NY, according to its Form ADV.

**Is Constellation Asset Management, Inc. registered with the SEC or a state?**
Constellation Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 125704.

**How much does Constellation Asset Management, Inc. manage?**
Constellation Asset Management, Inc. reports $79,293,570 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have Constellation Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Constellation Asset Management, Inc.: Regulatory assets under management: $44,843,509 in the October 2021 data and $79,293,570 in the October 2026 data, up 77%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Constellation Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); high net worth individuals (22).

**Which custodians does Constellation Asset Management, Inc. use?**
Constellation Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Constellation Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125704

**Does Constellation Asset Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 17, 2026 says: "Constellation Asset Management, Inc. normally requires at least $50,000 to initiate management. Exceptions shall be made according to the specific circumstances of the client."

**What changed in Constellation Asset Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $71,425,844 to $79,293,570 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> Constellation Asset Management, Inc. normally requires at least $50,000 to initiate management. Exceptions shall be made according to the specific circumstances of the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $79,293,570
- Discretionary: $79,293,570
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $13,769,182 |
| High net worth individuals | 22 | $65,258,837 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $265,551 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [constellationassetmanagement.com](https://constellationassetmanagement.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $44,843,509 | 1 | September 27, 2021 |
| October 2022 | $43,832,252 | 1 | February 15, 2022 |
| October 2023 | $50,055,895 | 1 | February 7, 2023 |
| October 2024 | $56,367,397 | 1 | July 31, 2024 |
| October 2025 | $71,425,844 | 1 | March 14, 2025 |
| October 2026 | $79,293,570 | 1 | February 17, 2026 |

Regulatory assets under management: $44,843,509 in the October 2021 data and $79,293,570 in the October 2026 data, up 77%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $71,425,844 to $79,293,570 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Constellation Asset Management, Inc. (CRD 125704): Form ADV filing data as of October 2026.