# Constantine Barry Asset Management (Cbam)

> Constantine Barry Asset Management (Cbam) is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 147242
- Filed as: CONSTANTINE BARRY ASSET MANAGEMENT (CBAM)
- Legal name: CB Capital Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147242
- AdvisorCensus page: https://advisorcensus.com/firm/constantine-barry-asset-management-cbam-new-york-ny-147242

## Quick answers

**How is Constantine Barry Asset Management (Cbam) compensated?**
On its Form ADV (Item 5.E, October 2026), Constantine Barry Asset Management (Cbam) reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Constantine Barry Asset Management (Cbam) located?**
Constantine Barry Asset Management (Cbam)'s principal office is in New York, NY, according to its Form ADV.

**Is Constantine Barry Asset Management (Cbam) registered with the SEC or a state?**
Constantine Barry Asset Management (Cbam) is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147242.

**How much does Constantine Barry Asset Management (Cbam) manage?**
Constantine Barry Asset Management (Cbam) reports $138,632,206 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (1% discretionary).

**How have Constantine Barry Asset Management (Cbam)'s assets and staff changed since 2021?**
In the Form ADV data for Constantine Barry Asset Management (Cbam): Regulatory assets under management: $89,239,335 in the October 2021 data and $138,632,206 in the October 2026 data, up 55%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Constantine Barry Asset Management (Cbam) serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (15); charitable organizations (2).

**Which custodians does Constantine Barry Asset Management (Cbam) use?**
Constantine Barry Asset Management (Cbam)'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bergos AG and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Constantine Barry Asset Management (Cbam) report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147242

**What changed in Constantine Barry Asset Management (Cbam)'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $114,171,021 to $138,632,206 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Bergos AG
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $138,632,206
- Discretionary: $1,963,920
- Non-discretionary: $136,668,286

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $1,418,786 |
| High net worth individuals | 42 | $114,286,680 |
| Charitable organizations | 2 | $22,926,740 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NH, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cbaminvestments.com](https://cbaminvestments.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $89,239,335 | 2 | March 29, 2021 |
| October 2022 | $97,596,451 | 2 | March 25, 2022 |
| October 2023 | $96,516,753 | 2 | March 24, 2023 |
| October 2024 | $110,275,021 | 2 | March 8, 2024 |
| October 2025 | $114,171,021 | 2 | March 18, 2025 |
| October 2026 | $138,632,206 | 2 | March 13, 2026 |

Regulatory assets under management: $89,239,335 in the October 2021 data and $138,632,206 in the October 2026 data, up 55%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $114,171,021 to $138,632,206 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Constantine Barry Asset Management (Cbam) (CRD 147242): Form ADV filing data as of October 2026.