{
  "crd_number": 147242,
  "slug": "constantine-barry-asset-management-cbam-new-york-ny-147242",
  "primary_business_name": "CONSTANTINE BARRY ASSET MANAGEMENT (CBAM)",
  "legal_name": "CB CAPITAL ADVISORS, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2008-05-13",
  "years_registered": 18,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 138632206.0,
  "raum_discretionary": 1963920.0,
  "raum_non_discretionary": 136668286.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 22926740.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 1418786.0,
      "count": 15
    },
    "high_net_worth_individuals": {
      "raum": 114286680.0,
      "count": 42
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NH",
    "NY",
    "PA"
  ],
  "websites": [
    "https://cbaminvestments.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147242",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/constantine-barry-asset-management-cbam-new-york-ny-147242",
  "display_name": "Constantine Barry Asset Management (Cbam)",
  "summary": "Constantine Barry Asset Management (Cbam) is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Constantine Barry Asset Management (Cbam) (CRD 147242): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Constantine Barry Asset Management (Cbam) compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Constantine Barry Asset Management (Cbam) reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Constantine Barry Asset Management (Cbam) located?",
      "a": "Constantine Barry Asset Management (Cbam)'s principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Constantine Barry Asset Management (Cbam) registered with the SEC or a state?",
      "a": "Constantine Barry Asset Management (Cbam) is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147242."
    },
    {
      "q": "How much does Constantine Barry Asset Management (Cbam) manage?",
      "a": "Constantine Barry Asset Management (Cbam) reports $138,632,206 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (1% discretionary)."
    },
    {
      "q": "How have Constantine Barry Asset Management (Cbam)'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Constantine Barry Asset Management (Cbam): Regulatory assets under management: $89,239,335 in the October 2021 data and $138,632,206 in the October 2026 data, up 55%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Constantine Barry Asset Management (Cbam) serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (15); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Constantine Barry Asset Management (Cbam) use?",
      "a": "Constantine Barry Asset Management (Cbam)'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bergos AG and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Constantine Barry Asset Management (Cbam) report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147242"
    },
    {
      "q": "What changed in Constantine Barry Asset Management (Cbam)'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $114,171,021 to $138,632,206 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 89239335.0,
      "total_employees": 2,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 97596451.0,
      "total_employees": 2,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 96516753.0,
      "total_employees": 2,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 110275021.0,
      "total_employees": 2,
      "filing_date": "2024-03-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 114171021.0,
      "total_employees": 2,
      "filing_date": "2025-03-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 138632206.0,
      "total_employees": 2,
      "filing_date": "2026-03-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $114,171,021 to $138,632,206 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Bergos AG",
      "name_as_filed": "BERGOS AG",
      "affiliated": false
    },
    {
      "name": "RBC Capital Markets, LLC",
      "name_as_filed": "RBC CAPITAL MARKETS, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/constantine-barry-asset-management-cbam-new-york-ny-147242.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 1418786.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 42,
      "fewer_than_5": false,
      "raum": 114286680.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 22926740.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147242",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}