# Consolidated Financial

> Consolidated Financial is an SEC-registered investment advisory firm in Dublin, OH, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 119695
- Filed as: CONSOLIDATED FINANCIAL
- Legal name: Consolidated Financial Management Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dublin, OH
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/119695
- AdvisorCensus page: https://advisorcensus.com/firm/consolidated-financial-dublin-oh-119695

## Quick answers

**How is Consolidated Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Consolidated Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Consolidated Financial located?**
Consolidated Financial's principal office is in Dublin, OH, according to its Form ADV.

**Is Consolidated Financial registered with the SEC or a state?**
Consolidated Financial is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 119695.

**How much does Consolidated Financial manage?**
Consolidated Financial reports $588,710,957 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (42% discretionary).

**How have Consolidated Financial's assets and staff changed since 2021?**
In the Form ADV data for Consolidated Financial: Regulatory assets under management: $362,000,000 in the October 2021 data and $588,710,957 in the October 2026 data, up 63%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Consolidated Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (583); high net worth individuals (112); pension and profit sharing plans (but not the plan participants or government pension plans) (65).

**Which custodians does Consolidated Financial use?**
Consolidated Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Consolidated Financial report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119695

**What changed in Consolidated Financial's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $516,040,000 to $588,710,957 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $588,710,957
- Discretionary: $245,251,040
- Non-discretionary: $343,459,917

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 583 | $80,476,888 |
| High net worth individuals | 112 | $164,774,152 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 65 | $343,459,917 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH, TX, WV
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119695

### Websites listed on Form ADV (Item 1.I)
- investconsolidated.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $362,000,000 | 3 | March 24, 2021 |
| October 2022 | $411,000,000 | 5 | March 29, 2022 |
| October 2023 | $379,000,000 | 5 | May 25, 2023 |
| October 2024 | $441,210,106 | 5 | March 15, 2024 |
| October 2025 | $516,040,000 | 6 | March 25, 2025 |
| October 2026 | $588,710,957 | 6 | March 17, 2026 |

Regulatory assets under management: $362,000,000 in the October 2021 data and $588,710,957 in the October 2026 data, up 63%.
Total employees: 3 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $516,040,000 to $588,710,957 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Consolidated Financial (CRD 119695): Form ADV filing data as of October 2026.