# Conrad Capital Management, Inc.

> Conrad Capital Management, Inc. is an SEC-registered investment advisory firm in Hauppauge, NY, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 113648
- Filed as: CONRAD CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hauppauge, NY
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113648
- AdvisorCensus page: https://advisorcensus.com/firm/conrad-capital-management-inc-hauppauge-ny-113648

## Quick answers

**How is Conrad Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Conrad Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Conrad Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated May 19, 2026 states: Hourly rate: $150 to $300 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Conrad Capital Management, Inc. located?**
Conrad Capital Management, Inc.'s principal office is in Hauppauge, NY, according to its Form ADV.

**Is Conrad Capital Management, Inc. registered with the SEC or a state?**
Conrad Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113648.

**How much does Conrad Capital Management, Inc. manage?**
Conrad Capital Management, Inc. reports $90,669,924 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (83% discretionary).

**How have Conrad Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Conrad Capital Management, Inc.: Regulatory assets under management: $87,806,194 in the October 2021 data and $90,669,924 in the October 2026 data, up 3%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Conrad Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (112); high net worth individuals (20).

**Which custodians does Conrad Capital Management, Inc. use?**
Conrad Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Conrad Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113648

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated May 19, 2026)

- Hourly rate: $150 to $300 an hour (financial planning services)

> We charge an hourly fee ranging from $150 to $300 for financial planning services, which is negotiable depending on the scope and complexity of the plan

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $90,669,924
- Discretionary: $75,304,215
- Non-discretionary: $15,365,709

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 112 | $38,933,668 |
| High net worth individuals | 20 | $51,736,256 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2001 (24 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- conradcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $87,806,194 | 4 | March 26, 2021 |
| October 2022 | $83,127,595 | 4 | March 22, 2022 |
| October 2023 | $77,263,328 | 3 | March 6, 2023 |
| October 2024 | $85,825,973 | 3 | February 13, 2024 |
| October 2025 | $83,575,037 | 3 | March 4, 2025 |
| October 2026 | $90,669,924 | 3 | May 19, 2026 |

Regulatory assets under management: $87,806,194 in the October 2021 data and $90,669,924 in the October 2026 data, up 3%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Conrad Capital Management, Inc. (CRD 113648): Form ADV filing data as of October 2026.