{
  "crd_number": 113648,
  "slug": "conrad-capital-management-inc-hauppauge-ny-113648",
  "primary_business_name": "CONRAD CAPITAL MANAGEMENT, INC.",
  "legal_name": "CONRAD CAPITAL MANAGEMENT, INC.",
  "dbas": [],
  "city": "Hauppauge",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-10-16",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-05-19",
  "carried_forward": false,
  "raum_total": 90669924.0,
  "raum_discretionary": 75304215.0,
  "raum_non_discretionary": 15365709.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 38933668.0,
      "count": 112
    },
    "high_net_worth_individuals": {
      "raum": 51736256.0,
      "count": 20
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NJ",
    "NY"
  ],
  "websites": [
    "https://conradcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113648",
  "city_as_filed": "HAUPPAUGE",
  "url": "https://advisorcensus.com/firm/conrad-capital-management-inc-hauppauge-ny-113648",
  "display_name": "Conrad Capital Management, Inc.",
  "summary": "Conrad Capital Management, Inc. is an SEC-registered investment advisory firm in Hauppauge, NY, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.",
  "citation": "AdvisorCensus. Conrad Capital Management, Inc. (CRD 113648): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Conrad Capital Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Conrad Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Conrad Capital Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated May 19, 2026 states: Hourly rate: $150 to $300 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Conrad Capital Management, Inc. located?",
      "a": "Conrad Capital Management, Inc.'s principal office is in Hauppauge, NY, according to its Form ADV."
    },
    {
      "q": "Is Conrad Capital Management, Inc. registered with the SEC or a state?",
      "a": "Conrad Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113648."
    },
    {
      "q": "How much does Conrad Capital Management, Inc. manage?",
      "a": "Conrad Capital Management, Inc. reports $90,669,924 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (83% discretionary)."
    },
    {
      "q": "How have Conrad Capital Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Conrad Capital Management, Inc.: Regulatory assets under management: $87,806,194 in the October 2021 data and $90,669,924 in the October 2026 data, up 3%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Conrad Capital Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (112); high net worth individuals (20)."
    },
    {
      "q": "Which custodians does Conrad Capital Management, Inc. use?",
      "a": "Conrad Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Conrad Capital Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113648"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 87806194.0,
      "total_employees": 4,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 83127595.0,
      "total_employees": 4,
      "filing_date": "2022-03-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 77263328.0,
      "total_employees": 3,
      "filing_date": "2023-03-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 85825973.0,
      "total_employees": 3,
      "filing_date": "2024-02-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 83575037.0,
      "total_employees": 3,
      "filing_date": "2025-03-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 90669924.0,
      "total_employees": 3,
      "filing_date": "2026-05-19"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $150 to $300 an hour (financial planning services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 to $300 an hour (financial planning services)"
        ],
        "quotes": [
          "We charge an hourly fee ranging from $150 to $300 for financial planning services, which is negotiable depending on the scope and complexity of the plan"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 150.0,
          "max": 300.0,
          "period": "hour",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "We charge an hourly fee ranging from $150 to $300 for financial planning services, which is negotiable depending on the scope and complexity of the plan"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/conrad-capital-management-inc-hauppauge-ny-113648.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 112,
      "fewer_than_5": false,
      "raum": 38933668.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 20,
      "fewer_than_5": false,
      "raum": 51736256.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113648",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}