# Conquis Financial LLC

> Conquis Financial LLC is an SEC-registered investment advisory firm in Millbrae, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 319579
- Filed as: CONQUIS FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Millbrae, CA
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319579
- AdvisorCensus page: https://advisorcensus.com/firm/conquis-financial-llc-millbrae-ca-319579

## Quick answers

**How is Conquis Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Conquis Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**How much does Conquis Financial LLC charge?**
Its Form ADV Part 2A brochure dated February 25, 2026 states: Asset-based fee: up to 0.95% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Conquis Financial LLC located?**
Conquis Financial LLC's principal office is in Millbrae, CA, according to its Form ADV.

**Is Conquis Financial LLC registered with the SEC or a state?**
Conquis Financial LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319579.

**How much does Conquis Financial LLC manage?**
Conquis Financial LLC reports $279,971,014 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).

**How have Conquis Financial LLC's assets and staff changed since 2022?**
In the Form ADV data for Conquis Financial LLC: Regulatory assets under management: $169,735,199 in the October 2022 data and $279,971,014 in the October 2026 data, up 65%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Conquis Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (10).

**Which custodians does Conquis Financial LLC use?**
Conquis Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Conquis Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319579

**Does Conquis Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 25, 2026 says: "The Firm does not generally impose a stated minimum account size for starting and maintaining an investment management relationship."

**What changed in Conquis Financial LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Asset-based fee: up to 0.95% of assets a year (the maximum the brochure states)

> Our annual percentage fee, which is based on a percentage of total assets, ranges up to 0.95% annually and is assessed and/or charged quarterly in advance.

- Account minimum: None

> The Firm does not generally impose a stated minimum account size for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $279,971,014
- Discretionary: $279,971,014
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $5,929,945 |
| High net worth individuals | 40 | $274,041,069 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- conquis.com
- LinkedIn @conquisfinancial
- LinkedIn @brie-ford-cfp®-513185149
- LinkedIn @jacoblevy94111
- LinkedIn @kasimmonds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $169,735,199 | 2 | August 11, 2022 |
| October 2023 | $169,855,566 | 3 | June 6, 2023 |
| October 2024 | $206,851,895 | 2 | March 25, 2024 |
| October 2025 | $220,722,251 | 2 | February 28, 2025 |
| October 2026 | $279,971,014 | 2 | August 10, 2026 |

Regulatory assets under management: $169,735,199 in the October 2022 data and $279,971,014 in the October 2026 data, up 65%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in NH.

### May 2026
- Employees performing advisory functions went from 3 to 2.
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $220,722,251 to $279,971,014 (+27%).
- Registered or notice-filed in NY.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Conquis Financial LLC (CRD 319579): Form ADV filing data as of October 2026.