{
  "crd_number": 106993,
  "slug": "connors-investor-services-inc-wyomissing-pa-106993",
  "primary_business_name": "CONNORS INVESTOR SERVICES INC",
  "legal_name": "CONNORS INVESTOR SERVICES INC",
  "dbas": [],
  "city": "Wyomissing",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "39740",
  "metro": {
    "cbsa_code": "39740",
    "common_name": "Reading",
    "msa_name": "Reading, PA",
    "path": "/advisors/pa/reading"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1969-12-25",
  "years_registered": 56,
  "period": "2026-10-01",
  "filing_date": "2026-09-09",
  "carried_forward": false,
  "raum_total": 1281082279.0,
  "raum_discretionary": 1281082279.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 10,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 131554899.0,
      "count": 28
    },
    "individuals": {
      "raum": 89003881.0,
      "count": 224
    },
    "state_municipal": {
      "raum": 52153392.0,
      "count": 11
    },
    "investment_companies": {
      "raum": 57184540.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 21825247.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 777297546.0,
      "count": 367
    },
    "pooled_investment_vehicles": {
      "raum": 116234584.0,
      "count": 7
    },
    "corporations_other_businesses": {
      "raum": 35828190.0,
      "count": 14
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "IL",
    "LA",
    "MA",
    "MD",
    "MI",
    "NC",
    "NH",
    "NJ",
    "NM",
    "NY",
    "PA",
    "TX",
    "VA",
    "WA",
    "WV"
  ],
  "websites": [
    "https://connorsinvestor.com",
    "https://linkedin.com/COMPANY/CONNORS-INVESTOR-SERVICES-INC."
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106993",
  "city_as_filed": "WYOMISSING",
  "url": "https://advisorcensus.com/firm/connors-investor-services-inc-wyomissing-pa-106993",
  "display_name": "Connors Investor Services Inc",
  "summary": "Connors Investor Services Inc is an SEC-registered investment advisory firm in Wyomissing, PA, registered since 1969, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 9, 2026.",
  "citation": "AdvisorCensus. Connors Investor Services Inc (CRD 106993): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Connors Investor Services Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Connors Investor Services Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Connors Investor Services Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Connors Investor Services Inc located?",
      "a": "Connors Investor Services Inc's principal office is in Wyomissing, PA, according to its Form ADV."
    },
    {
      "q": "Is Connors Investor Services Inc registered with the SEC or a state?",
      "a": "Connors Investor Services Inc is an SEC-registered investment advisory firm, registered since 1969. Status as filed: Approved. CRD 106993."
    },
    {
      "q": "How much does Connors Investor Services Inc manage?",
      "a": "Connors Investor Services Inc reports $1,281,082,279 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary)."
    },
    {
      "q": "How have Connors Investor Services Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Connors Investor Services Inc: Regulatory assets under management: $980,099,675 in the October 2021 data and $1,281,082,279 in the October 2026 data, up 31%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Connors Investor Services Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (367); individuals (other than high net worth individuals) (224); charitable organizations (28)."
    },
    {
      "q": "Which custodians does Connors Investor Services Inc use?",
      "a": "Connors Investor Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Morgan Stanley as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Connors Investor Services Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106993"
    },
    {
      "q": "Does Connors Investor Services Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"The Registrant generally requires a $500,000 minimum asset level for investment management services.\" \"The Registrant, in its sole discretion, may waive its minimum asset requirement based upon certain criteria\""
    },
    {
      "q": "What changed in Connors Investor Services Inc's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in WA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 980099675.0,
      "total_employees": 10,
      "filing_date": "2021-05-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1204640195.0,
      "total_employees": 10,
      "filing_date": "2022-04-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 968328810.0,
      "total_employees": 9,
      "filing_date": "2023-07-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1052513445.0,
      "total_employees": 9,
      "filing_date": "2024-09-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1203741788.0,
      "total_employees": 9,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1281082279.0,
      "total_employees": 10,
      "filing_date": "2026-09-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in WA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 10.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in GA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 1.25% a year",
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 1.25% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The Registrant’s annual investment advisory fee shall vary from 0.25% up to 1.25% and shall be based upon various factors including the investment objective, the amount of assets to be invested and the complexity of the engagement."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The Registrant generally requires a $500,000 minimum asset level for investment management services.",
          "The Registrant, in its sole discretion, may waive its minimum asset requirement based upon certain criteria"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        1.25
      ],
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Registrant’s annual investment advisory fee shall vary from 0.25% up to 1.25% and shall be based upon various factors including the investment objective, the amount of assets to be invested and the complexity of the engagement.",
      "The Registrant generally requires a $500,000 minimum asset level for investment management services.",
      "The Registrant, in its sole discretion, may waive its minimum asset requirement based upon certain criteria"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/connors-investor-services-inc-wyomissing-pa-106993.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 224,
      "fewer_than_5": false,
      "raum": 89003881.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 367,
      "fewer_than_5": false,
      "raum": 777297546.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 57184540.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 116234584.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 21825247.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 28,
      "fewer_than_5": false,
      "raum": 131554899.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 52153392.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 14,
      "fewer_than_5": false,
      "raum": 35828190.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106993",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}