{
  "crd_number": 107557,
  "slug": "connor-clark-and-lunn-investment-management-ltd-vancouver-bc-107557",
  "primary_business_name": "CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD",
  "legal_name": "CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD",
  "dbas": [],
  "city": "Vancouver, Bc",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-04-17",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-08-26",
  "carried_forward": false,
  "raum_total": 85592075964.0,
  "raum_discretionary": 85592075964.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 155,
  "advisory_employees": 56,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 22273396.0,
      "count": null,
      "description": "HEALTH AND WELFARE PLANS",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 1596794545.0,
      "count": 33
    },
    "state_municipal": {
      "raum": 18303537549.0,
      "count": 23
    },
    "insurance_companies": {
      "raum": 10384158954.0,
      "count": 14
    },
    "pension_profit_sharing": {
      "raum": 13504146448.0,
      "count": 91
    },
    "other_investment_advisers": {
      "raum": 5933338510.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 40715899.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 29955951029.0,
      "count": 28
    },
    "corporations_other_businesses": {
      "raum": 1169328391.0,
      "count": 18
    },
    "sovereign_wealth_foreign_official": {
      "raum": 4681831243.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://cclgroup.com/cclim/en",
    "https://linkedin.com/company/connor-clark-&-lunn-investment-management"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107557",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "VANCOUVER, BC",
  "url": "https://advisorcensus.com/firm/connor-clark-and-lunn-investment-management-ltd-vancouver-bc-107557",
  "display_name": "Connor Clark & Lunn Investment Management Ltd",
  "summary": "Connor Clark & Lunn Investment Management Ltd is an SEC-registered investment advisory firm in Vancouver, Bc, Canada, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.",
  "citation": "AdvisorCensus. Connor Clark & Lunn Investment Management Ltd (CRD 107557): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Connor Clark & Lunn Investment Management Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Connor Clark & Lunn Investment Management Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Connor Clark & Lunn Investment Management Ltd located?",
      "a": "Connor Clark & Lunn Investment Management Ltd's principal office is in Vancouver, Bc, Canada, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Connor Clark & Lunn Investment Management Ltd registered with the SEC or a state?",
      "a": "Connor Clark & Lunn Investment Management Ltd is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 107557."
    },
    {
      "q": "How much does Connor Clark & Lunn Investment Management Ltd manage?",
      "a": "Connor Clark & Lunn Investment Management Ltd reports $85,592,075,964 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Connor Clark & Lunn Investment Management Ltd's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Connor Clark & Lunn Investment Management Ltd: Regulatory assets under management: $37,481,910,496 in the October 2021 data and $85,592,075,964 in the October 2026 data, up 128%. Total employees: 105 in October 2021 and 155 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Connor Clark & Lunn Investment Management Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (91); charitable organizations (33); pooled investment vehicles (other than investment companies and business development companies) (28)."
    },
    {
      "q": "Which custodians does Connor Clark & Lunn Investment Management Ltd use?",
      "a": "Connor Clark & Lunn Investment Management Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists CIBC Mellon, RBC IST and State Street as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Connor Clark & Lunn Investment Management Ltd report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107557"
    },
    {
      "q": "What changed in Connor Clark & Lunn Investment Management Ltd's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 37481910496.0,
      "total_employees": 105,
      "filing_date": "2021-06-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 43945772824.0,
      "total_employees": 113,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 37233739897.0,
      "total_employees": 117,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 46178079631.0,
      "total_employees": 138,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 49404831309.0,
      "total_employees": 140,
      "filing_date": "2025-05-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 85592075964.0,
      "total_employees": 155,
      "filing_date": "2026-08-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 50 to 56.",
        "Regulatory assets under management went from $49,404,831,309 to $85,592,075,964 (+73%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "There is no minimum annual fee charged."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "There is no minimum annual fee charged."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "CIBC Mellon",
      "name_as_filed": "CIBC MELLON",
      "affiliated": false
    },
    {
      "name": "RBC IST",
      "name_as_filed": "RBC IST",
      "affiliated": false
    },
    {
      "name": "State Street",
      "name_as_filed": "STATE STREET",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/connor-clark-and-lunn-investment-management-ltd-vancouver-bc-107557.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 40715899.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 28,
      "fewer_than_5": false,
      "raum": 29955951029.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 91,
      "fewer_than_5": false,
      "raum": 13504146448.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 33,
      "fewer_than_5": false,
      "raum": 1596794545.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 23,
      "fewer_than_5": false,
      "raum": 18303537549.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 5933338510.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 14,
      "fewer_than_5": false,
      "raum": 10384158954.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 4681831243.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 18,
      "fewer_than_5": false,
      "raum": 1169328391.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 22273396.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107557",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}