# Connecticut Wealth Management, LLC

> Connecticut Wealth Management, LLC is an SEC-registered investment advisory firm in Farmington, CT, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 154310
- Filed as: CONNECTICUT WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154310
- AdvisorCensus page: https://advisorcensus.com/firm/connecticut-wealth-management-llc-farmington-ct-154310

## Quick answers

**How is Connecticut Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Connecticut Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Connecticut Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated May 8, 2026 states: Flat fee: up to $10,000 (financial planning or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Connecticut Wealth Management, LLC located?**
Connecticut Wealth Management, LLC's principal office is in Farmington, CT, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Connecticut Wealth Management, LLC registered with the SEC or a state?**
Connecticut Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 154310.

**How much does Connecticut Wealth Management, LLC manage?**
Connecticut Wealth Management, LLC reports $4,477,614,678 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (98% discretionary).

**How have Connecticut Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Connecticut Wealth Management, LLC: Regulatory assets under management: $2,095,753,135 in the October 2021 data and $4,477,614,678 in the October 2026 data, up 114%. Total employees: 42 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Connecticut Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (830); individuals (other than high net worth individuals) (473); charitable organizations (182).

**Which custodians does Connecticut Wealth Management, LLC use?**
Connecticut Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Connecticut Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154310

**What changed in Connecticut Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 40 to 46. Regulatory assets under management went from $3,708,773,192 to $4,477,614,678 (+21%). Registered or notice-filed in IN, NV. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 8, 2026)

- Flat fee: up to $10,000 (financial planning or consulting services)

> CTWM offers financial planning or consulting services typically on a fixed fee basis ranging up to $10,000, which may be negotiable depending on the nature and complexity of each Client’s circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,477,614,678
- Discretionary: $4,403,152,065
- Non-discretionary: $74,462,613

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 473 | $205,299,127 |
| High net worth individuals | 830 | $4,068,846,886 |
| Charitable organizations | 182 | $83,397,378 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $1,251,639 |
| Corporations or other businesses not listed above | 32 | $118,819,648 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 74 total, 46 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, GA, IL, IN, LA, MA, MD, ME, NC, NH, NJ, NV, NY, OH, PA, RI, SC, TX, VA, VT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Marco Island, FL

### Websites listed on Form ADV (Item 1.I)
- [ctwealthmgmt.com](https://ctwealthmgmt.com)
- [music.amazon.com/podcasts/1e240776-6f7e-4a10-a971-48262fcebc46/in-good-company-podcast](https://music.amazon.com/podcasts/1e240776-6f7e-4a10-a971-48262fcebc46/in-good-company-podcast)
- [open.spotify.com/show/1wW3Wq6UQLGBka2zSXXrT3](https://open.spotify.com/show/1wW3Wq6UQLGBka2zSXXrT3)
- [pca.st/5hj8v0u0](https://pca.st/5hj8v0u0)
- [player.fm/series/in-good-company-podcast-3722111](https://player.fm/series/in-good-company-podcast-3722111)
- [podcastaddict.com/podcast/in-good-company-podcast/6845241](https://podcastaddict.com/podcast/in-good-company-podcast/6845241)
- [podcastindex.org/podcast/7759628](https://podcastindex.org/podcast/7759628)
- [podcasts.apple.com/us/podcast/in-good-company-podcast/id1879561330](https://podcasts.apple.com/us/podcast/in-good-company-podcast/id1879561330)
- [podchaser.com/podcasts/in-good-company-podcast-6395354](https://podchaser.com/podcasts/in-good-company-podcast-6395354)
- [vimeo.com/user52066029](https://vimeo.com/user52066029)
- Facebook @CTWEALTH
- Instagram @lifeatctwm
- LinkedIn @CONNECTICUT-WEALTH-MANAGEMENT-LLC
- X @CTWEALTH
- YouTube @connecticutwealthmanagemen3468

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,095,753,135 | 42 | September 8, 2021 |
| October 2022 | $2,385,202,351 | 50 | August 12, 2022 |
| October 2023 | $2,132,796,640 | 59 | September 6, 2023 |
| October 2024 | $3,168,312,415 | 64 | March 28, 2024 |
| October 2025 | $3,708,773,192 | 65 | March 28, 2025 |
| October 2026 | $4,477,614,678 | 74 | May 8, 2026 |

Regulatory assets under management: $2,095,753,135 in the October 2021 data and $4,477,614,678 in the October 2026 data, up 114%.
Total employees: 42 in October 2021 and 74 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 40 to 46.
- Regulatory assets under management went from $3,708,773,192 to $4,477,614,678 (+21%).
- Registered or notice-filed in IN, NV.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Added an office in Marco Island, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Connecticut Wealth Management, LLC (CRD 154310): Form ADV filing data as of October 2026.