{
  "crd_number": 154310,
  "slug": "connecticut-wealth-management-llc-farmington-ct-154310",
  "primary_business_name": "CONNECTICUT WEALTH MANAGEMENT, LLC",
  "legal_name": "CONNECTICUT WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Farmington",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-02-03",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-05-08",
  "carried_forward": false,
  "raum_total": 4477614678.0,
  "raum_discretionary": 4403152065.0,
  "raum_non_discretionary": 74462613.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 74,
  "advisory_employees": 46,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 83397378.0,
      "count": 182
    },
    "individuals": {
      "raum": 205299127.0,
      "count": 473
    },
    "state_municipal": {
      "raum": 1251639.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 4068846886.0,
      "count": 830
    },
    "corporations_other_businesses": {
      "raum": 118819648.0,
      "count": 32
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "FL",
    "GA",
    "IL",
    "IN",
    "LA",
    "MA",
    "MD",
    "ME",
    "NC",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "PA",
    "RI",
    "SC",
    "TX",
    "VA",
    "VT",
    "WA"
  ],
  "websites": [
    "https://ctwealthmgmt.com",
    "https://facebook.com/CTWEALTH",
    "https://instagram.com/lifeatctwm",
    "https://linkedin.com/COMPANY/CONNECTICUT-WEALTH-MANAGEMENT-LLC",
    "https://music.amazon.com/podcasts/1e240776-6f7e-4a10-a971-48262fcebc46/in-good-company-podcast",
    "https://open.spotify.com/show/1wW3Wq6UQLGBka2zSXXrT3",
    "https://pca.st/5hj8v0u0",
    "https://player.fm/series/in-good-company-podcast-3722111",
    "https://podcastaddict.com/podcast/in-good-company-podcast/6845241",
    "https://podcastindex.org/podcast/7759628",
    "https://podcasts.apple.com/us/podcast/in-good-company-podcast/id1879561330",
    "https://podchaser.com/podcasts/in-good-company-podcast-6395354",
    "https://vimeo.com/user52066029",
    "https://x.com/CTWEALTH",
    "https://youtube.com/@connecticutwealthmanagemen3468"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154310",
  "city_as_filed": "FARMINGTON",
  "url": "https://advisorcensus.com/firm/connecticut-wealth-management-llc-farmington-ct-154310",
  "display_name": "Connecticut Wealth Management, LLC",
  "summary": "Connecticut Wealth Management, LLC is an SEC-registered investment advisory firm in Farmington, CT, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.",
  "citation": "AdvisorCensus. Connecticut Wealth Management, LLC (CRD 154310): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Connecticut Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Connecticut Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Connecticut Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 8, 2026 states: Flat fee: up to $10,000 (financial planning or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Connecticut Wealth Management, LLC located?",
      "a": "Connecticut Wealth Management, LLC's principal office is in Farmington, CT, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Connecticut Wealth Management, LLC registered with the SEC or a state?",
      "a": "Connecticut Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 154310."
    },
    {
      "q": "How much does Connecticut Wealth Management, LLC manage?",
      "a": "Connecticut Wealth Management, LLC reports $4,477,614,678 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (98% discretionary)."
    },
    {
      "q": "How have Connecticut Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Connecticut Wealth Management, LLC: Regulatory assets under management: $2,095,753,135 in the October 2021 data and $4,477,614,678 in the October 2026 data, up 114%. Total employees: 42 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Connecticut Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (830); individuals (other than high net worth individuals) (473); charitable organizations (182)."
    },
    {
      "q": "Which custodians does Connecticut Wealth Management, LLC use?",
      "a": "Connecticut Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Connecticut Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154310"
    },
    {
      "q": "What changed in Connecticut Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 40 to 46. Regulatory assets under management went from $3,708,773,192 to $4,477,614,678 (+21%). Registered or notice-filed in IN, NV. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2095753135.0,
      "total_employees": 42,
      "filing_date": "2021-09-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2385202351.0,
      "total_employees": 50,
      "filing_date": "2022-08-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2132796640.0,
      "total_employees": 59,
      "filing_date": "2023-09-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 3168312415.0,
      "total_employees": 64,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3708773192.0,
      "total_employees": 65,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 4477614678.0,
      "total_employees": 74,
      "filing_date": "2026-05-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 40 to 46.",
        "Regulatory assets under management went from $3,708,773,192 to $4,477,614,678 (+21%).",
        "Registered or notice-filed in IN, NV.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Added an office in Marco Island, FL."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 8, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $10,000 (financial planning or consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (financial planning or consulting services)"
        ],
        "quotes": [
          "CTWM offers financial planning or consulting services typically on a fixed fee basis ranging up to $10,000, which may be negotiable depending on the nature and complexity of each Client’s circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning or consulting services"
        }
      ]
    },
    "quotes": [
      "CTWM offers financial planning or consulting services typically on a fixed fee basis ranging up to $10,000, which may be negotiable depending on the nature and complexity of each Client’s circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/connecticut-wealth-management-llc-farmington-ct-154310.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 473,
      "fewer_than_5": false,
      "raum": 205299127.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 830,
      "fewer_than_5": false,
      "raum": 4068846886.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 182,
      "fewer_than_5": false,
      "raum": 83397378.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1251639.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 32,
      "fewer_than_5": false,
      "raum": 118819648.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154310",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}