{
  "crd_number": 106159,
  "slug": "conifer-investments-ltd-west-hartford-ct-106159",
  "primary_business_name": "CONIFER INVESTMENTS LTD",
  "legal_name": "CONIFER INVESTMENTS LTD",
  "dbas": [],
  "city": "West Hartford",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1994-07-21",
  "years_registered": 32,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 524034271.0,
  "raum_discretionary": 141300097.0,
  "raum_non_discretionary": 382734174.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 19035034.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 354112186.0,
      "count": 17
    },
    "high_net_worth_individuals": {
      "raum": 150887051.0,
      "count": 24
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106159",
  "city_as_filed": "WEST HARTFORD",
  "url": "https://advisorcensus.com/firm/conifer-investments-ltd-west-hartford-ct-106159",
  "display_name": "Conifer Investments Ltd",
  "summary": "Conifer Investments Ltd is an SEC-registered investment advisory firm in West Hartford, CT, registered since 1994, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Conifer Investments Ltd (CRD 106159): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Conifer Investments Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Conifer Investments Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Conifer Investments Ltd charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $500,000: 1% a year; $500,000 to $2,000,000: 0.8% a year; $2,000,000 to $5,000,000: 0.6% a year; Above $5,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Conifer Investments Ltd located?",
      "a": "Conifer Investments Ltd's principal office is in West Hartford, CT, according to its Form ADV."
    },
    {
      "q": "Is Conifer Investments Ltd registered with the SEC or a state?",
      "a": "Conifer Investments Ltd is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 106159."
    },
    {
      "q": "How much does Conifer Investments Ltd manage?",
      "a": "Conifer Investments Ltd reports $524,034,271 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (27% discretionary)."
    },
    {
      "q": "How have Conifer Investments Ltd's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Conifer Investments Ltd: Regulatory assets under management: $365,711,529 in the October 2021 data and $524,034,271 in the October 2026 data, up 43%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Conifer Investments Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (17)."
    },
    {
      "q": "Which custodians does Conifer Investments Ltd use?",
      "a": "Conifer Investments Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Conifer Investments Ltd report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106159"
    },
    {
      "q": "Does Conifer Investments Ltd state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"The Firm does not impose a minimum dollar value of assets for establishing or maintaining an investment advisory relationship.\""
    },
    {
      "q": "What changed in Conifer Investments Ltd's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $465,762,749 to $524,034,271 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 365711529.0,
      "total_employees": 3,
      "filing_date": "2021-04-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 416971139.0,
      "total_employees": 3,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 358001490.0,
      "total_employees": 3,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 412870388.0,
      "total_employees": 3,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 465762749.0,
      "total_employees": 3,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 524034271.0,
      "total_employees": 3,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $465,762,749 to $524,034,271 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1%"
      },
      {
        "band": "$500,000 to $2,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "0.6%"
      },
      {
        "band": "Above $5,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$3,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1% a year",
          "$500,000 to $2,000,000: 0.8% a year",
          "$2,000,000 to $5,000,000: 0.6% a year",
          "Above $5,000,000: see the brochure"
        ],
        "quotes": [
          "Basic Fee Schedule:  1.00% of the first $ 500,000  0.80% of the next $1,500,000  0.60% of the next $3,000,000  Negotiable over $5 million"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The Firm does not impose a minimum dollar value of assets for establishing or maintaining an investment advisory relationship."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $3,000"
        ],
        "quotes": [
          "The minimum annual fee for starting and/or maintaining an account is $3,000."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.0
        },
        {
          "min": 500000.0,
          "max": 2000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 2000000.0,
          "max": 5000000.0,
          "rate_pct": 0.6
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": 3000.0,
      "planning": []
    },
    "quotes": [
      "Basic Fee Schedule:  1.00% of the first $ 500,000  0.80% of the next $1,500,000  0.60% of the next $3,000,000  Negotiable over $5 million",
      "The Firm does not impose a minimum dollar value of assets for establishing or maintaining an investment advisory relationship.",
      "The minimum annual fee for starting and/or maintaining an account is $3,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/conifer-investments-ltd-west-hartford-ct-106159.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 354112186.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 24,
      "fewer_than_5": false,
      "raum": 150887051.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 19035034.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106159",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}