# Congress Park Capital LLC

> Congress Park Capital LLC is an SEC-registered investment advisory firm in Saratoga Springs, NY, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 150309
- Filed as: CONGRESS PARK CAPITAL  LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saratoga Springs, NY
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150309
- AdvisorCensus page: https://advisorcensus.com/firm/congress-park-capital-llc-saratoga-springs-ny-150309

## Quick answers

**How is Congress Park Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Congress Park Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Congress Park Capital LLC charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Flat fee: $1,500 to $100,000. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Congress Park Capital LLC located?**
Congress Park Capital LLC's principal office is in Saratoga Springs, NY, according to its Form ADV.

**Is Congress Park Capital LLC registered with the SEC or a state?**
Congress Park Capital LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150309.

**How much does Congress Park Capital LLC manage?**
Congress Park Capital LLC reports $422,313,266 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Congress Park Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Congress Park Capital LLC: Regulatory assets under management: $256,583,170 in the October 2021 data and $422,313,266 in the October 2026 data, up 65%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Congress Park Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (83); high net worth individuals (62).

**Which custodians does Congress Park Capital LLC use?**
Congress Park Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Congress Park Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150309

**Does Congress Park Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "Our firm does not require any minimum account balances."

**What changed in Congress Park Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $366,480,628 to $422,313,266 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: None

> Our firm does not require any minimum account balances.

- Flat fee: $1,500 to $100,000

> Alternatively, we may charge a fixed fee generally within the range of $1,500 to $100,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $422,313,266
- Discretionary: $422,313,266
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 83 | $20,924,943 |
| High net worth individuals | 62 | $382,910,217 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $18,478,106 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2009 (17 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, NC, NH, NY, PA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- congressparkcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $256,583,170 | 3 | April 19, 2021 |
| October 2022 | $289,534,116 | 3 | March 23, 2022 |
| October 2023 | $240,821,678 | 3 | February 14, 2023 |
| October 2024 | $295,989,793 | 3 | April 23, 2024 |
| October 2025 | $366,480,628 | 4 | March 4, 2025 |
| October 2026 | $422,313,266 | 4 | March 18, 2026 |

Regulatory assets under management: $256,583,170 in the October 2021 data and $422,313,266 in the October 2026 data, up 65%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $366,480,628 to $422,313,266 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Congress Park Capital LLC (CRD 150309): Form ADV filing data as of October 2026.