# Confluent Asset Management LLC

> Confluent Asset Management LLC is a state-registered investment advisory firm in Scottsdale, AZ, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 323760
- Filed as: CONFLUENT ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323760
- AdvisorCensus page: https://advisorcensus.com/firm/confluent-asset-management-llc-scottsdale-az-323760

## Quick answers

**How is Confluent Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Confluent Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Confluent Asset Management LLC located?**
Confluent Asset Management LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Confluent Asset Management LLC registered with the SEC or a state?**
Confluent Asset Management LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323760.

**How much does Confluent Asset Management LLC manage?**
Confluent Asset Management LLC reports $5,146,000 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary).

**What types of clients does Confluent Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29).

**Does Confluent Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323760

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $5,146,000
- Discretionary: $5,146,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $5,146,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CT, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Confluent Asset Management LLC (CRD 323760): Form ADV filing data as of October 2026.