# Concorde Financial Resources

> Concorde Financial Resources is an SEC-registered investment advisory firm in York, SC, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 117836
- Filed as: CONCORDE FINANCIAL RESOURCES
- Legal name: Concorde Financial Resources I Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: York, SC
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117836
- AdvisorCensus page: https://advisorcensus.com/firm/concorde-financial-resources-york-sc-117836

## Quick answers

**How is Concorde Financial Resources compensated?**
On its Form ADV (Item 5.E, October 2026), Concorde Financial Resources reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Concorde Financial Resources located?**
Concorde Financial Resources' principal office is in York, SC, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Concorde Financial Resources registered with the SEC or a state?**
Concorde Financial Resources is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 117836.

**How much does Concorde Financial Resources manage?**
Concorde Financial Resources reports $230,956,657 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (98% discretionary).

**How have Concorde Financial Resources' assets and staff changed since 2021?**
In the Form ADV data for Concorde Financial Resources: Regulatory assets under management: $169,355,041 in the October 2021 data and $230,956,657 in the October 2026 data, up 36%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Concorde Financial Resources serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (157); high net worth individuals (74); other (3).

**Which custodians does Concorde Financial Resources use?**
Concorde Financial Resources' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Concorde Financial Resources report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117836

**What changed in Concorde Financial Resources' recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $230,956,657
- Discretionary: $226,132,293
- Non-discretionary: $4,824,364

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 157 | $56,127,632 |
| High net worth individuals | 74 | $170,463,523 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 1 | $270,428 |
| Other | 3 | $4,095,074 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Wilkesboro, NC

### Websites listed on Form ADV (Item 1.I)
- [concordefinancialresources.com](https://concordefinancialresources.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $169,355,041 | 3 | March 23, 2021 |
| October 2022 | $203,963,832 | 3 | March 8, 2022 |
| October 2023 | $173,838,655 | 3 | July 12, 2023 |
| October 2024 | $182,778,302 | 3 | May 30, 2024 |
| October 2025 | $211,197,002 | 2 | February 24, 2025 |
| October 2026 | $230,956,657 | 2 | July 30, 2026 |

Regulatory assets under management: $169,355,041 in the October 2021 data and $230,956,657 in the October 2026 data, up 36%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in VA.

### April 2026
- Changed its office addresses in Wilkesboro, NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Concorde Financial Resources (CRD 117836): Form ADV filing data as of October 2026.