# Concert Investment Advisory LLC

> Concert Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 304522
- Filed as: CONCERT INVESTMENT ADVISORY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304522
- AdvisorCensus page: https://advisorcensus.com/firm/concert-investment-advisory-llc-304522

## Quick answers

**How is Concert Investment Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Concert Investment Advisory LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Concert Investment Advisory LLC registered with the SEC or a state?**
Concert Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304522.

**How much does Concert Investment Advisory LLC manage?**
Concert Investment Advisory LLC reports $91,116,908 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Concert Investment Advisory LLC's assets and staff changed since 2021?**
In the Form ADV data for Concert Investment Advisory LLC: Regulatory assets under management: $110,000,000 in the October 2021 data and $91,116,908 in the October 2026 data, down 17%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Concert Investment Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (178).

**Does Concert Investment Advisory LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304522

**Does Concert Investment Advisory LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 2, 2026 says: "There is an account minimum of $80,000.00. This minimum may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."

**What changed in Concert Investment Advisory LLC's recent Form ADV filings?**
In the July 2026 filing data: Added an office in Monterey Park, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 2, 2026)

- Account minimum: $80,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $80,000.00. This minimum may be waived by the investment advisor, based on the needs of the client and the complexity of the situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $91,116,908
- Discretionary: $91,116,908
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 178 | $91,116,908 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Monterey Park, CA

### Websites listed on Form ADV (Item 1.I)
- concertiai.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $110,000,000 | 1 | March 18, 2021 |
| October 2022 | $113,000,000 | 1 | February 22, 2022 |
| October 2023 | $128,794,952 | 1 | September 14, 2023 |
| October 2024 | $130,284,682 | 1 | February 15, 2024 |
| October 2025 | $126,810,556 | 1 | May 21, 2025 |
| October 2026 | $91,116,908 | 1 | June 2, 2026 |

Regulatory assets under management: $110,000,000 in the October 2021 data and $91,116,908 in the October 2026 data, down 17%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added an office in Monterey Park, CA.

### March 2026
- Regulatory assets under management went from $126,810,556 to $91,116,908 (-28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Concert Investment Advisory LLC (CRD 304522): Form ADV filing data as of October 2026.