{
  "crd_number": 304522,
  "slug": "concert-investment-advisory-llc-304522",
  "primary_business_name": "CONCERT INVESTMENT ADVISORY LLC",
  "legal_name": "CONCERT INVESTMENT ADVISORY LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-07-16",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-06-02",
  "carried_forward": false,
  "raum_total": 91116908.0,
  "raum_discretionary": 91116908.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 91116908.0,
      "count": 178
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://concertiai.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304522",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/concert-investment-advisory-llc-304522",
  "display_name": "Concert Investment Advisory LLC",
  "summary": "Concert Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.",
  "citation": "AdvisorCensus. Concert Investment Advisory LLC (CRD 304522): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Concert Investment Advisory LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Concert Investment Advisory LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Is Concert Investment Advisory LLC registered with the SEC or a state?",
      "a": "Concert Investment Advisory LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304522."
    },
    {
      "q": "How much does Concert Investment Advisory LLC manage?",
      "a": "Concert Investment Advisory LLC reports $91,116,908 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Concert Investment Advisory LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Concert Investment Advisory LLC: Regulatory assets under management: $110,000,000 in the October 2021 data and $91,116,908 in the October 2026 data, down 17%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Concert Investment Advisory LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (178)."
    },
    {
      "q": "Does Concert Investment Advisory LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304522"
    },
    {
      "q": "Does Concert Investment Advisory LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 2, 2026 says: \"There is an account minimum of $80,000.00. This minimum may be waived by the investment advisor, based on the needs of the client and the complexity of the situation.\""
    },
    {
      "q": "What changed in Concert Investment Advisory LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Added an office in Monterey Park, CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 110000000.0,
      "total_employees": 1,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 113000000.0,
      "total_employees": 1,
      "filing_date": "2022-02-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 128794952.0,
      "total_employees": 1,
      "filing_date": "2023-09-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 130284682.0,
      "total_employees": 1,
      "filing_date": "2024-02-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 126810556.0,
      "total_employees": 1,
      "filing_date": "2025-05-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 91116908.0,
      "total_employees": 1,
      "filing_date": "2026-06-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Added an office in Monterey Park, CA."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $126,810,556 to $91,116,908 (-28%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 2, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$80,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $80,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is an account minimum of $80,000.00. This minimum may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."
        ]
      }
    ],
    "quotes": [
      "There is an account minimum of $80,000.00. This minimum may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/concert-investment-advisory-llc-304522.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 178,
      "fewer_than_5": false,
      "raum": 91116908.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304522",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}