{ "crd_number": 159641, "slug": "comprehensive-financial-management-llc-los-gatos-ca-159641", "primary_business_name": "COMPREHENSIVE FINANCIAL MANAGEMENT LLC", "legal_name": "COMPREHENSIVE FINANCIAL MANAGEMENT LLC", "dbas": [], "city": "Los Gatos", "state": "CA", "country": "United States", "cbsa_code": "41940", "metro": { "cbsa_code": "41940", "common_name": "San Jose", "msa_name": "San Jose-Sunnyvale-Santa Clara, CA", "path": "/advisors/ca/san-jose" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-20", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 18518437773.0, "raum_discretionary": 18518437773.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 38, "advisory_employees": 15, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 926377717.0, "count": 5, "description": "TRUSTS" }, "charitable": { "raum": 374579994.0, "count": 12 }, "high_net_worth_individuals": { "raum": 17217480062.0, "count": 13 } }, "compensation_types": [ "fixed", "hourly", "performance_based" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159641", "city_as_filed": "LOS GATOS", "url": "https://advisorcensus.com/firm/comprehensive-financial-management-llc-los-gatos-ca-159641", "display_name": "Comprehensive Financial Management LLC", "summary": "Comprehensive Financial Management LLC is an SEC-registered investment advisory firm in Los Gatos, CA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Comprehensive Financial Management LLC (CRD 159641): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Hourly charges", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Comprehensive Financial Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Comprehensive Financial Management LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Comprehensive Financial Management LLC located?", "a": "Comprehensive Financial Management LLC's principal office is in Los Gatos, CA, according to its Form ADV." }, { "q": "Is Comprehensive Financial Management LLC registered with the SEC or a state?", "a": "Comprehensive Financial Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159641." }, { "q": "How much does Comprehensive Financial Management LLC manage?", "a": "Comprehensive Financial Management LLC reports $18,518,437,773 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Comprehensive Financial Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Comprehensive Financial Management LLC: Regulatory assets under management: $22,758,025,923 in the October 2021 data and $18,518,437,773 in the October 2026 data, down 19%. Total employees: 33 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Comprehensive Financial Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (13); charitable organizations (12); other (5)." }, { "q": "Which custodians does Comprehensive Financial Management LLC use?", "a": "Comprehensive Financial Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Northern Trust Company as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Comprehensive Financial Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159641" }, { "q": "What changed in Comprehensive Financial Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 22758025923.0, "total_employees": 33, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 22754551937.0, "total_employees": 33, "filing_date": "2022-04-01" }, { "period": "2023-10-01", "regulatory_assets_under_management": 16571837064.0, "total_employees": 34, "filing_date": "2023-03-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 16674688257.0, "total_employees": 36, "filing_date": "2024-08-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 17890496147.0, "total_employees": 37, "filing_date": "2025-04-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 18518437773.0, "total_employees": 38, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "The Northern Trust Company", "name_as_filed": "THE NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/comprehensive-financial-management-llc-los-gatos-ca-159641.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 13, "fewer_than_5": false, "raum": 17217480062.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 12, "fewer_than_5": false, "raum": 374579994.0 }, { "type": "other", "label": "Other", "count": 5, "fewer_than_5": false, "raum": 926377717.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159641", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }