# Compound Wealth, Advisory and Tax LLC

> Compound Wealth, Advisory and Tax LLC is a state-registered investment advisory firm in Waunakee, WI, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 27, 2026.

- CRD: 337358
- Filed as: COMPOUND WEALTH, ADVISORY AND TAX LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Waunakee, WI
- Filing period: October 2026
- Form ADV filing dated: August 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337358
- AdvisorCensus page: https://advisorcensus.com/firm/compound-wealth-advisory-and-tax-llc-waunakee-wi-337358

## Quick answers

**How is Compound Wealth, Advisory and Tax LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Compound Wealth, Advisory and Tax LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Compound Wealth, Advisory and Tax LLC located?**
Compound Wealth, Advisory and Tax LLC's principal office is in Waunakee, WI, according to its Form ADV.

**Is Compound Wealth, Advisory and Tax LLC registered with the SEC or a state?**
Compound Wealth, Advisory and Tax LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337358.

**How much does Compound Wealth, Advisory and Tax LLC manage?**
Compound Wealth, Advisory and Tax LLC reports $42,816,972 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).

**What types of clients does Compound Wealth, Advisory and Tax LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (69); high net worth individuals (12).

**Does Compound Wealth, Advisory and Tax LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337358

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $42,816,972
- Discretionary: $42,816,972
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 69 | $23,961,768 |
| High net worth individuals | 12 | $18,855,204 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- compoundwealthtax.com
- LinkedIn @cmpd-wealth-advisory-tax
- LinkedIn @griffinkalepp
- LinkedIn @joel-y-2bb706a7

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compound Wealth, Advisory and Tax LLC (CRD 337358): Form ADV filing data as of October 2026.