# Compound Advisory

> Compound Advisory is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 334484
- Filed as: COMPOUND ADVISORY
- Legal name: Compound Advisory LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334484
- AdvisorCensus page: https://advisorcensus.com/firm/compound-advisory-334484

## Quick answers

**How is Compound Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), Compound Advisory reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Compound Advisory registered with the SEC or a state?**
Compound Advisory is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334484.

**How much does Compound Advisory manage?**
Compound Advisory reports $21,218,472 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Compound Advisory serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15).

**Does Compound Advisory report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334484

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $21,218,472
- Discretionary: $21,218,472
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,438,571 |
| High net worth individuals | 15 | $19,779,901 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334484

### Websites listed on Form ADV (Item 1.I)
- compoundadvisory.co

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compound Advisory (CRD 334484): Form ADV filing data as of October 2026.