{ "crd_number": 329571, "slug": "complus-asset-management-uk-limited-london-329571", "primary_business_name": "COMPLUS ASSET MANAGEMENT (UK) LIMITED", "legal_name": "COMPLUS ASSET MANAGEMENT (UK) LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-03-15", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 5866561697.0, "raum_discretionary": 5866561697.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 2812863775.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 3053697922.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://complusam.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329571", "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/complus-asset-management-uk-limited-london-329571", "display_name": "Complus Asset Management (UK) Limited", "summary": "Complus Asset Management (UK) Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2024, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Complus Asset Management (UK) Limited (CRD 329571): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Complus Asset Management (UK) Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Complus Asset Management (UK) Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Complus Asset Management (UK) Limited located?", "a": "Complus Asset Management (UK) Limited's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is Complus Asset Management (UK) Limited registered with the SEC or a state?", "a": "Complus Asset Management (UK) Limited is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329571." }, { "q": "How much does Complus Asset Management (UK) Limited manage?", "a": "Complus Asset Management (UK) Limited reports $5,866,561,697 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Complus Asset Management (UK) Limited's assets and staff changed since 2024?", "a": "In the Form ADV data for Complus Asset Management (UK) Limited: Regulatory assets under management: $4,070,000,000 in the October 2024 data and $5,866,561,697 in the October 2026 data, up 44%. Total employees: 6 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Complus Asset Management (UK) Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Which custodians does Complus Asset Management (UK) Limited use?", "a": "Complus Asset Management (UK) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Complus Asset Management (UK) Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329571" }, { "q": "What changed in Complus Asset Management (UK) Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 3." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 4070000000.0, "total_employees": 6, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5353000000.0, "total_employees": 6, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5866561697.0, "total_employees": 5, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 3." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/complus-asset-management-uk-limited-london-329571.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 3053697922.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 2812863775.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/329571", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }