# Complete Advisors

> Complete Advisors is an SEC-registered investment advisory firm in Valley Stream, NY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 307127
- Filed as: COMPLETE ADVISORS
- Legal name: Complete Advisors Plus LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Valley Stream, NY
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307127
- AdvisorCensus page: https://advisorcensus.com/firm/complete-advisors-valley-stream-ny-307127

## Quick answers

**How is Complete Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Complete Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Complete Advisors charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Flat fee: $5,000 (comprehensive financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Complete Advisors located?**
Complete Advisors' principal office is in Valley Stream, NY, according to its Form ADV.

**Is Complete Advisors registered with the SEC or a state?**
Complete Advisors is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307127.

**How much does Complete Advisors manage?**
Complete Advisors reports $84,185,767 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (79% discretionary).

**How have Complete Advisors' assets and staff changed since 2021?**
In the Form ADV data for Complete Advisors: Regulatory assets under management: $56,018,000 in the October 2021 data and $84,185,767 in the October 2026 data, up 50%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Complete Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Which custodians does Complete Advisors use?**
Complete Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Custody and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Complete Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307127

**Does Complete Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Complete Advisors’ cumulative minimum account requirement for opening and maintaining an account is $500,000. However, Complete Advisors may accept accounts with a lower value at its sole discretion."

**What changed in Complete Advisors' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $67,254,000 to $84,185,767 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Complete Advisors’ cumulative minimum account requirement for opening and maintaining an account is $500,000. However, Complete Advisors may accept accounts with a lower value at its sole discretion.

- Flat fee: $5,000 (comprehensive financial planning services)

> Complete Advisors will charge a fixed fee for comprehensive financial planning services of $5,000 per plan as contracted with client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- American Trust Custody
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $84,185,767
- Discretionary: $66,829,799
- Non-discretionary: $17,355,968

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | 16 | $66,829,799 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $17,355,968 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- completeadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $56,018,000 | 2 | February 28, 2021 |
| October 2022 | $64,480,000 | 5 | March 10, 2022 |
| October 2023 | $66,830,000 | 5 | March 24, 2023 |
| October 2024 | $75,481,000 | 5 | March 15, 2024 |
| October 2025 | $67,254,000 | 5 | March 19, 2025 |
| October 2026 | $84,185,767 | 5 | March 25, 2026 |

Regulatory assets under management: $56,018,000 in the October 2021 data and $84,185,767 in the October 2026 data, up 50%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $67,254,000 to $84,185,767 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Complete Advisors (CRD 307127): Form ADV filing data as of October 2026.