{
  "crd_number": 307127,
  "slug": "complete-advisors-valley-stream-ny-307127",
  "primary_business_name": "COMPLETE ADVISORS",
  "legal_name": "COMPLETE ADVISORS PLUS LLC",
  "dbas": [],
  "city": "Valley Stream",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-03-13",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 84185767.0,
  "raum_discretionary": 66829799.0,
  "raum_non_discretionary": 17355968.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 17355968.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 66829799.0,
      "count": 16
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://completeadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307127",
  "city_as_filed": "VALLEY STREAM",
  "url": "https://advisorcensus.com/firm/complete-advisors-valley-stream-ny-307127",
  "display_name": "Complete Advisors",
  "summary": "Complete Advisors is an SEC-registered investment advisory firm in Valley Stream, NY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Complete Advisors (CRD 307127): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Complete Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Complete Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Complete Advisors located?",
      "a": "Complete Advisors' principal office is in Valley Stream, NY, according to its Form ADV."
    },
    {
      "q": "Is Complete Advisors registered with the SEC or a state?",
      "a": "Complete Advisors is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307127."
    },
    {
      "q": "How much does Complete Advisors manage?",
      "a": "Complete Advisors reports $84,185,767 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (79% discretionary)."
    },
    {
      "q": "How have Complete Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Complete Advisors: Regulatory assets under management: $56,018,000 in the October 2021 data and $84,185,767 in the October 2026 data, up 50%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Complete Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (16); pension and profit sharing plans (but not the plan participants or government pension plans) (9)."
    },
    {
      "q": "Which custodians does Complete Advisors use?",
      "a": "Complete Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Custody and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Complete Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307127"
    },
    {
      "q": "Does Complete Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"Complete Advisors’ cumulative minimum account requirement for opening and maintaining an account is $500,000. However, Complete Advisors may accept accounts with a lower value at its sole discretion.\""
    },
    {
      "q": "What changed in Complete Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $67,254,000 to $84,185,767 (+25%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 56018000.0,
      "total_employees": 2,
      "filing_date": "2021-02-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 64480000.0,
      "total_employees": 5,
      "filing_date": "2022-03-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 66830000.0,
      "total_employees": 5,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 75481000.0,
      "total_employees": 5,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 67254000.0,
      "total_employees": 5,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 84185767.0,
      "total_employees": 5,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $67,254,000 to $84,185,767 (+25%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Complete Advisors’ cumulative minimum account requirement for opening and maintaining an account is $500,000. However, Complete Advisors may accept accounts with a lower value at its sole discretion."
        ]
      }
    ],
    "quotes": [
      "Complete Advisors’ cumulative minimum account requirement for opening and maintaining an account is $500,000. However, Complete Advisors may accept accounts with a lower value at its sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "American Trust Custody",
      "name_as_filed": "AMERICAN TRUST CUSTODY",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/complete-advisors-valley-stream-ny-307127.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 16,
      "fewer_than_5": false,
      "raum": 66829799.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 17355968.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307127",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}