{ "crd_number": 140786, "slug": "comperio-retirement-consulting-inc-cary-nc-140786", "primary_business_name": "COMPERIO RETIREMENT CONSULTING, INC.", "legal_name": "COMPERIO RETIREMENT CONSULTING, INC.", "dbas": [], "city": "Cary", "state": "NC", "country": "United States", "cbsa_code": "39580", "metro": { "cbsa_code": "39580", "common_name": "Raleigh", "msa_name": "Raleigh-Cary, NC", "path": "/advisors/nc/raleigh" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-05-30", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 1985229783.0, "raum_discretionary": 0.0, "raum_non_discretionary": 1985229783.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "pension_profit_sharing": { "raum": 1985229783.0, "count": 27 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NC", "SC", "VA" ], "websites": [ "https://comperiorc.com", "https://linkedin.com/company/comperioretirementconsulting" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140786", "city_as_filed": "CARY", "url": "https://advisorcensus.com/firm/comperio-retirement-consulting-inc-cary-nc-140786", "display_name": "Comperio Retirement Consulting, Inc.", "summary": "Comperio Retirement Consulting, Inc. is an SEC-registered investment advisory firm in Cary, NC, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Comperio Retirement Consulting, Inc. (CRD 140786): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Comperio Retirement Consulting, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Comperio Retirement Consulting, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "What does Comperio Retirement Consulting, Inc.'s brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Comperio Retirement Consulting, Inc. located?", "a": "Comperio Retirement Consulting, Inc.'s principal office is in Cary, NC, according to its Form ADV." }, { "q": "Is Comperio Retirement Consulting, Inc. registered with the SEC or a state?", "a": "Comperio Retirement Consulting, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140786." }, { "q": "How much does Comperio Retirement Consulting, Inc. manage?", "a": "Comperio Retirement Consulting, Inc. reports $1,985,229,783 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary)." }, { "q": "How have Comperio Retirement Consulting, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Comperio Retirement Consulting, Inc.: Regulatory assets under management: $1,800,000,000 in the October 2021 data and $1,985,229,783 in the October 2026 data, up 10%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Comperio Retirement Consulting, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (27)." }, { "q": "Does Comperio Retirement Consulting, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140786" }, { "q": "What changed in Comperio Retirement Consulting, Inc.'s recent Form ADV filings?", "a": "In the January 2026 filing data: No longer registered or notice-filed in PA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1800000000.0, "total_employees": 5, "filing_date": "2021-09-21" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2000919635.0, "total_employees": 5, "filing_date": "2022-02-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1746385093.0, "total_employees": 5, "filing_date": "2023-01-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1900000000.0, "total_employees": 5, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2012151086.0, "total_employees": 4, "filing_date": "2025-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1985229783.0, "total_employees": 4, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in PA." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.25% to 0.5% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.25% to 0.5% a year (a range, as the brochure states it)" ], "quotes": [ "This fee is calculated quarterly based on plan assets at the end of the calendar quarter. The fee typically ranges from 0.25% to 0.50%." ] } ], "quotes": [ "This fee is calculated quarterly based on plan assets at the end of the calendar quarter. The fee typically ranges from 0.25% to 0.50%." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/comperio-retirement-consulting-inc-cary-nc-140786.md", "clients": [ { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 27, "fewer_than_5": false, "raum": 1985229783.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140786", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }