# Compass Wealth

> Compass Wealth is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 282420
- Filed as: COMPASS WEALTH
- Legal name: Compass Retirement Group LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282420
- AdvisorCensus page: https://advisorcensus.com/firm/compass-wealth-st-louis-mo-282420

## Quick answers

**How is Compass Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Wealth reports these compensation arrangements: a percentage of assets under its management.

**Where is Compass Wealth located?**
Compass Wealth's principal office is in St. Louis, MO, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Compass Wealth registered with the SEC or a state?**
Compass Wealth is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 282420.

**How much does Compass Wealth manage?**
Compass Wealth reports $111,859,803 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary).

**How have Compass Wealth's assets and staff changed since 2022?**
In the Form ADV data for Compass Wealth: Regulatory assets under management: $100,000,000 in the October 2022 data and $111,859,803 in the October 2026 data, up 12%. Total employees: 9 in October 2022 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (757); high net worth individuals (9).

**Which custodians does Compass Wealth use?**
Compass Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Compass Wealth report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282420

**What changed in Compass Wealth's recent Form ADV filings?**
In the September 2026 filing data: No longer lists the business name Compass Retirement Solutions, LLC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $111,859,803
- Discretionary: $111,859,803
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 757 | $98,695,310 |
| High net worth individuals | 9 | $13,164,493 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, GA, IL, KS, MO, NC, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282420

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Atlanta, GA

### Websites listed on Form ADV (Item 1.I)
- compassretirementsolutions.com
- compasswealth.com
- crsretirement.com
- rethinkingretirement.com
- Facebook @compassretirementsolutions
- Instagram @compassretirementsolutions
- LinkedIn @compass-retirement-solutions-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $100,000,000 | 9 | May 24, 2022 |
| October 2023 | $85,582,495 | 18 | June 13, 2023 |
| October 2024 | $99,385,949 | 9 | July 12, 2024 |
| October 2025 | $93,497,237 | 9 | March 12, 2025 |
| October 2026 | $111,859,803 | 9 | August 28, 2026 |

Regulatory assets under management: $100,000,000 in the October 2022 data and $111,859,803 in the October 2026 data, up 12%.
Total employees: 9 in October 2022 and 9 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- No longer lists the business name Compass Retirement Solutions, LLC.

### August 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.D(4)).

### June 2026
- Registered or notice-filed in KS.

### March 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $93,497,237 to $111,859,803 (+20%).
- Registered or notice-filed in NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Wealth (CRD 282420): Form ADV filing data as of October 2026.