# Compass Wealth Management LLC

> Compass Wealth Management LLC is an SEC-registered investment advisory firm in Guilford, CT, registered since 1997, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 106289
- Filed as: COMPASS WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Guilford, CT
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106289
- AdvisorCensus page: https://advisorcensus.com/firm/compass-wealth-management-llc-guilford-ct-106289

## Quick answers

**How is Compass Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Compass Wealth Management LLC located?**
Compass Wealth Management LLC's principal office is in Guilford, CT, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Compass Wealth Management LLC registered with the SEC or a state?**
Compass Wealth Management LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 106289.

**How much does Compass Wealth Management LLC manage?**
Compass Wealth Management LLC reports $682,519,106 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**How have Compass Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Compass Wealth Management LLC: Regulatory assets under management: $419,576,000 in the October 2021 data and $682,519,106 in the October 2026 data, up 63%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (214); high net worth individuals (153); charitable organizations (5).

**Which custodians does Compass Wealth Management LLC use?**
Compass Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Compass Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106289

**Does Compass Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 25, 2026 says: "Compass Wealth Management LLC generally requires total assets of at least $50,000 to open a managed account."

**What changed in Compass Wealth Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $609,543,910 to $682,519,106 (+12%). Registered or notice-filed in NJ, TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Account minimum: $50,000

> Compass Wealth Management LLC generally requires total assets of at least $50,000 to open a managed account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $682,519,106
- Discretionary: $682,519,106
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 214 | $77,598,382 |
| High net worth individuals | 153 | $580,665,715 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $6,903,243 |
| Charitable organizations | 5 | $17,351,766 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (29 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, MA, MD, NC, NJ, NY, TN, TX, UT, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Westport, CT

### Websites listed on Form ADV (Item 1.I)
- compasswealthmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $419,576,000 | 4 | March 25, 2021 |
| October 2022 | $499,559,349 | 4 | July 20, 2022 |
| October 2023 | $461,262,778 | 4 | February 27, 2023 |
| October 2024 | $542,113,403 | 5 | March 19, 2024 |
| October 2025 | $609,543,910 | 5 | February 6, 2025 |
| October 2026 | $682,519,106 | 5 | February 25, 2026 |

Regulatory assets under management: $419,576,000 in the October 2021 data and $682,519,106 in the October 2026 data, up 63%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $609,543,910 to $682,519,106 (+12%).
- Registered or notice-filed in NJ, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Wealth Management LLC (CRD 106289): Form ADV filing data as of October 2026.