# Compass Wealth Management, LLC

> Compass Wealth Management, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 156482
- Filed as: COMPASS WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156482
- AdvisorCensus page: https://advisorcensus.com/firm/compass-wealth-management-llc-atlanta-ga-156482

## Quick answers

**How is Compass Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Compass Wealth Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 10, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,000 to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.85% a year; $5,000,000 to $10,000,000: 0.75% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Compass Wealth Management, LLC located?**
Compass Wealth Management, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Compass Wealth Management, LLC registered with the SEC or a state?**
Compass Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 156482.

**How much does Compass Wealth Management, LLC manage?**
Compass Wealth Management, LLC reports $307,703,917 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**How have Compass Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Compass Wealth Management, LLC: Regulatory assets under management: $250,469,210 in the October 2021 data and $307,703,917 in the October 2026 data, up 23%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (85); high net worth individuals (83); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Which custodians does Compass Wealth Management, LLC use?**
Compass Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Compass Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156482

**Does Compass Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 10, 2026 says: "In general, we require a minimum of $500,000 per household to open an advisory account."

**What changed in Compass Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $267,821,668 to $307,703,917 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 10, 2026)

- Up to $1,000,000: 1.25% a year
- $1,000,000 to $2,000,000: 1% a year
- $2,000,000 to $5,000,000: 0.85% a year
- $5,000,000 to $10,000,000: 0.75% a year
- Above $10,000,000: 0.5% a year

> For Equity and Balanced Portfolios (Growth, Moderate and Conservative Asset Allocation Models), the annual fee schedule is based on a percentage of assets under management as follows: First $1,000,000 1.25% Next $1,000,000 1.00% Next $3,000,000 0.85% Next $5,000,000 0.75% Over $10,000,000 0.50%

- Account minimum: $500,000

> In general, we require a minimum of $500,000 per household to open an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $307,703,917
- Discretionary: $307,703,917
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 85 | $49,232,626 |
| High net worth individuals | 83 | $256,317,364 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $2,153,927 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2011 (15 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- compasswm.net
- Facebook @compasswm
- Instagram @compasswealthmanagement
- LinkedIn @compasswm
- TikTok @compasswealth
- X @CompassWM
- YouTube @UCbSHCYvhKpbzjmU9mmik4NQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $250,469,210 | 4 | July 2, 2021 |
| October 2022 | $180,098,980 | 4 | August 31, 2022 |
| October 2023 | $192,432,941 | 4 | March 3, 2023 |
| October 2024 | $225,280,749 | 5 | March 12, 2024 |
| October 2025 | $267,821,668 | 5 | July 7, 2025 |
| October 2026 | $307,703,917 | 4 | February 10, 2026 |

Regulatory assets under management: $250,469,210 in the October 2021 data and $307,703,917 in the October 2026 data, up 23%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $267,821,668 to $307,703,917 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Wealth Management, LLC (CRD 156482): Form ADV filing data as of October 2026.