{
  "crd_number": 156482,
  "slug": "compass-wealth-management-llc-atlanta-ga-156482",
  "primary_business_name": "COMPASS WEALTH MANAGEMENT, LLC",
  "legal_name": "COMPASS WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Atlanta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-02-14",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-02-10",
  "carried_forward": false,
  "raum_total": 307703917.0,
  "raum_discretionary": 307703917.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 49232626.0,
      "count": 85
    },
    "pension_profit_sharing": {
      "raum": 2153927.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 256317364.0,
      "count": 83
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "LA",
    "SC"
  ],
  "websites": [
    "https://compasswm.net",
    "https://facebook.com/compasswm",
    "https://instagram.com/compasswealthmanagement",
    "https://linkedin.com/company/compasswm",
    "https://tiktok.com/@compasswealth?is_from_webapp=1&sender_device=pc",
    "https://twitter.com/CompassWM",
    "https://youtube.com/channel/UCbSHCYvhKpbzjmU9mmik4NQ"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156482",
  "city_as_filed": "ATLANTA",
  "url": "https://advisorcensus.com/firm/compass-wealth-management-llc-atlanta-ga-156482",
  "display_name": "Compass Wealth Management, LLC",
  "summary": "Compass Wealth Management, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.",
  "citation": "AdvisorCensus. Compass Wealth Management, LLC (CRD 156482): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Compass Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Compass Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Compass Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 10, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,000 to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.85% a year; $5,000,000 to $10,000,000: 0.75% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Compass Wealth Management, LLC located?",
      "a": "Compass Wealth Management, LLC's principal office is in Atlanta, GA, according to its Form ADV."
    },
    {
      "q": "Is Compass Wealth Management, LLC registered with the SEC or a state?",
      "a": "Compass Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 156482."
    },
    {
      "q": "How much does Compass Wealth Management, LLC manage?",
      "a": "Compass Wealth Management, LLC reports $307,703,917 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Compass Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Compass Wealth Management, LLC: Regulatory assets under management: $250,469,210 in the October 2021 data and $307,703,917 in the October 2026 data, up 23%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Compass Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (85); high net worth individuals (83); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does Compass Wealth Management, LLC use?",
      "a": "Compass Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Compass Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156482"
    },
    {
      "q": "Does Compass Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 10, 2026 says: \"In general, we require a minimum of $500,000 per household to open an advisory account.\""
    },
    {
      "q": "What changed in Compass Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $267,821,668 to $307,703,917 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 250469210.0,
      "total_employees": 4,
      "filing_date": "2021-07-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 180098980.0,
      "total_employees": 4,
      "filing_date": "2022-08-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 192432941.0,
      "total_employees": 4,
      "filing_date": "2023-03-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 225280749.0,
      "total_employees": 5,
      "filing_date": "2024-03-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 267821668.0,
      "total_employees": 5,
      "filing_date": "2025-07-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 307703917.0,
      "total_employees": 4,
      "filing_date": "2026-02-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2.",
        "Regulatory assets under management went from $267,821,668 to $307,703,917 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "0.85%"
      },
      {
        "band": "$5,000,000 to $10,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $10,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.25% a year",
          "$1,000,000 to $2,000,000: 1% a year",
          "$2,000,000 to $5,000,000: 0.85% a year",
          "$5,000,000 to $10,000,000: 0.75% a year",
          "Above $10,000,000: 0.5% a year"
        ],
        "quotes": [
          "For Equity and Balanced Portfolios (Growth, Moderate and Conservative Asset Allocation Models), the annual fee schedule is based on a percentage of assets under management as follows: First $1,000,000 1.25% Next $1,000,000 1.00% Next $3,000,000 0.85% Next $5,000,000 0.75% Over $10,000,000 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000"
        ],
        "quotes": [
          "In general, we require a minimum of $500,000 per household to open an advisory account."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 1000000.0,
          "max": 2000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 2000000.0,
          "max": 5000000.0,
          "rate_pct": 0.85
        },
        {
          "min": 5000000.0,
          "max": 10000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 10000000.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "For Equity and Balanced Portfolios (Growth, Moderate and Conservative Asset Allocation Models), the annual fee schedule is based on a percentage of assets under management as follows: First $1,000,000 1.25% Next $1,000,000 1.00% Next $3,000,000 0.85% Next $5,000,000 0.75% Over $10,000,000 0.50%",
      "In general, we require a minimum of $500,000 per household to open an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/compass-wealth-management-llc-atlanta-ga-156482.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 85,
      "fewer_than_5": false,
      "raum": 49232626.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 83,
      "fewer_than_5": false,
      "raum": 256317364.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 2153927.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156482",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}