# Compass Rose Financial Planning & Investment Management

> Compass Rose Financial Planning & Investment Management is a state-registered investment advisory firm in Palm Springs, CA, registered since 2007, with no regulatory assets under management reported in its Form ADV filing dated March 16, 2026.

- CRD: 144566
- Filed as: COMPASS ROSE FINANCIAL PLANNING & INVESTMENT MANAGEMENT
- Legal name: Compass Rose Financial Planning, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palm Springs, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144566
- AdvisorCensus page: https://advisorcensus.com/firm/compass-rose-financial-planning-and-investment-management-palm-springs-ca-144566

## Quick answers

**How is Compass Rose Financial Planning & Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Rose Financial Planning & Investment Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Compass Rose Financial Planning & Investment Management located?**
Compass Rose Financial Planning & Investment Management's principal office is in Palm Springs, CA, according to its Form ADV.

**Is Compass Rose Financial Planning & Investment Management registered with the SEC or a state?**
Compass Rose Financial Planning & Investment Management is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144566.

**Does Compass Rose Financial Planning & Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144566

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [compassrosefp.com](https://compassrosefp.com)
- Facebook @Compass-Rose-Financial-Planning-Investment-Management-175677005817963

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Rose Financial Planning & Investment Management (CRD 144566): Form ADV filing data as of October 2026.