# Compass Rose Advisors, Inc.

> Compass Rose Advisors, Inc. is a state-registered investment advisory firm in San Francisco, CA, registered since 1994, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 22, 2026.

- CRD: 135954
- Filed as: COMPASS ROSE ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135954
- AdvisorCensus page: https://advisorcensus.com/firm/compass-rose-advisors-inc-san-francisco-ca-135954

## Quick answers

**How is Compass Rose Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Rose Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Compass Rose Advisors, Inc. located?**
Compass Rose Advisors, Inc.'s principal office is in San Francisco, CA, according to its Form ADV.

**Is Compass Rose Advisors, Inc. registered with the SEC or a state?**
Compass Rose Advisors, Inc. is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 135954.

**How much does Compass Rose Advisors, Inc. manage?**
Compass Rose Advisors, Inc. reports $23,285,761 in regulatory assets under management in its Form ADV filing dated March 22, 2026 (100% discretionary).

**What types of clients does Compass Rose Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4).

**Does Compass Rose Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135954

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $23,285,761
- Discretionary: $23,285,761
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $326,533 |
| High net worth individuals | 4 | $22,959,228 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (32 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Rose Advisors, Inc. (CRD 135954): Form ADV filing data as of October 2026.