{
  "crd_number": 131933,
  "slug": "compass-investment-advisers-llc-portland-or-131933",
  "primary_business_name": "COMPASS INVESTMENT ADVISERS, LLC",
  "legal_name": "COMPASS INVESTMENT ADVISERS, LLC",
  "dbas": [],
  "city": "Portland",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-10-10",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": 110517958.0,
  "raum_discretionary": 104217721.0,
  "raum_non_discretionary": 6300237.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 707878.0,
      "count": null,
      "description": "NON-DISCRETIONARY/ SELF-DIRECTED",
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 27945216.0,
      "count": 47
    },
    "high_net_worth_individuals": {
      "raum": 81864864.0,
      "count": 25
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OR",
    "WA"
  ],
  "websites": [
    "https://compassadv.net"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131933",
  "city_as_filed": "PORTLAND",
  "url": "https://advisorcensus.com/firm/compass-investment-advisers-llc-portland-or-131933",
  "display_name": "Compass Investment Advisers, LLC",
  "summary": "Compass Investment Advisers, LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.",
  "citation": "AdvisorCensus. Compass Investment Advisers, LLC (CRD 131933): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Compass Investment Advisers, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Compass Investment Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Compass Investment Advisers, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 states: Hourly rate: $250 an hour (stand-alone financial services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Compass Investment Advisers, LLC located?",
      "a": "Compass Investment Advisers, LLC's principal office is in Portland, OR, according to its Form ADV."
    },
    {
      "q": "Is Compass Investment Advisers, LLC registered with the SEC or a state?",
      "a": "Compass Investment Advisers, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 131933."
    },
    {
      "q": "How much does Compass Investment Advisers, LLC manage?",
      "a": "Compass Investment Advisers, LLC reports $110,517,958 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (94% discretionary)."
    },
    {
      "q": "How have Compass Investment Advisers, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Compass Investment Advisers, LLC: Regulatory assets under management: $103,091,753 in the October 2025 data and $110,517,958 in the October 2026 data, up 7%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Compass Investment Advisers, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (25)."
    },
    {
      "q": "Which custodians does Compass Investment Advisers, LLC use?",
      "a": "Compass Investment Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Compass Investment Advisers, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131933"
    },
    {
      "q": "Does Compass Investment Advisers, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 says: \"Compass typically requires clients to possess a minimum account size of $500,000 to open a portfolio management relationship. We may waive this account size minimum in our sole discretion for individual clients.\""
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 103091753.0,
      "total_employees": 2,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 110517958.0,
      "total_employees": 2,
      "filing_date": "2026-03-03"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 3, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (stand-alone financial services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Compass typically requires clients to possess a minimum account size of $500,000 to open a portfolio management relationship. We may waive this account size minimum in our sole discretion for individual clients."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (stand-alone financial services)"
        ],
        "quotes": [
          "Clients who engage us for stand-alone financial services will pay us either an hourly fee of $250 per hour or a negotiable fixed fee which varies based on Compass’s determination of the scope of your planning needs and the time and resources involved in completing our services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "stand-alone financial services"
        }
      ]
    },
    "quotes": [
      "Compass typically requires clients to possess a minimum account size of $500,000 to open a portfolio management relationship. We may waive this account size minimum in our sole discretion for individual clients.",
      "Clients who engage us for stand-alone financial services will pay us either an hourly fee of $250 per hour or a negotiable fixed fee which varies based on Compass’s determination of the scope of your planning needs and the time and resources involved in completing our services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/compass-investment-advisers-llc-portland-or-131933.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 47,
      "fewer_than_5": false,
      "raum": 27945216.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 25,
      "fewer_than_5": false,
      "raum": 81864864.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 707878.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131933",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}