# Compass Group LLC

> Compass Group LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 108772
- Filed as: COMPASS GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108772
- AdvisorCensus page: https://advisorcensus.com/firm/compass-group-llc-new-york-ny-108772

## Quick answers

**How is Compass Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Group LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Compass Group LLC located?**
Compass Group LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Compass Group LLC registered with the SEC or a state?**
Compass Group LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 108772.

**How much does Compass Group LLC manage?**
Compass Group LLC reports $1,654,592,245 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).

**How have Compass Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Compass Group LLC: Regulatory assets under management: $4,256,969,613 in the October 2021 data and $1,654,592,245 in the October 2026 data, down 61%. Total employees: 23 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Group LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Which custodians does Compass Group LLC use?**
Compass Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNP Prime Services and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Compass Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108772

**What changed in Compass Group LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BNP Prime Services
- State Street Bank and Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,654,592,245
- Discretionary: $1,654,592,245
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $247,634,001 |
| Other investment advisers | Fewer than 5 | $1,406,958,244 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2000 (25 years)
- Employees: 19 total, 10 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Las Condes Santiago

### Websites listed on Form ADV (Item 1.I)
- cgcompass.com/EN/NEW-YORK
- latam.vincicompass.com/en/new-york/contact-us
- LinkedIn @cgcompass

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,256,969,613 | 23 | March 30, 2021 |
| October 2022 | $3,074,324,922 | 25 | March 30, 2022 |
| October 2023 | $3,045,480,155 | 24 | May 11, 2023 |
| October 2024 | $2,117,593,562 | 19 | March 28, 2024 |
| October 2025 | $1,175,877,011 | 17 | March 31, 2025 |
| October 2026 | $1,654,592,245 | 19 | September 4, 2026 |

Regulatory assets under management: $4,256,969,613 in the October 2021 data and $1,654,592,245 in the October 2026 data, down 61%.
Total employees: 23 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 11 to 10.
- Regulatory assets under management went from $1,175,877,011 to $1,654,592,245 (+41%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Group LLC (CRD 108772): Form ADV filing data as of October 2026.