{ "crd_number": 108772, "slug": "compass-group-llc-new-york-ny-108772", "primary_business_name": "COMPASS GROUP LLC", "legal_name": "COMPASS GROUP LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2000-11-14", "years_registered": 25, "period": "2026-10-01", "filing_date": "2026-09-04", "carried_forward": false, "raum_total": 1654592245.0, "raum_discretionary": 1654592245.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 19, "advisory_employees": 10, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 1406958244.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 247634001.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://cgcompass.com/EN/NEW-YORK", "https://latam.vincicompass.com/en/new-york/contact-us", "https://linkedin.com/company/cgcompass" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108772", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/compass-group-llc-new-york-ny-108772", "display_name": "Compass Group LLC", "summary": "Compass Group LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.", "citation": "AdvisorCensus. Compass Group LLC (CRD 108772): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Compass Group LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Compass Group LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Compass Group LLC located?", "a": "Compass Group LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Compass Group LLC registered with the SEC or a state?", "a": "Compass Group LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 108772." }, { "q": "How much does Compass Group LLC manage?", "a": "Compass Group LLC reports $1,654,592,245 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary)." }, { "q": "How have Compass Group LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Compass Group LLC: Regulatory assets under management: $4,256,969,613 in the October 2021 data and $1,654,592,245 in the October 2026 data, down 61%. Total employees: 23 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Compass Group LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Which custodians does Compass Group LLC use?", "a": "Compass Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNP Prime Services and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Compass Group LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108772" }, { "q": "What changed in Compass Group LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4256969613.0, "total_employees": 23, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3074324922.0, "total_employees": 25, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3045480155.0, "total_employees": 24, "filing_date": "2023-05-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2117593562.0, "total_employees": 19, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1175877011.0, "total_employees": 17, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1654592245.0, "total_employees": 19, "filing_date": "2026-09-04" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 10.", "Regulatory assets under management went from $1,175,877,011 to $1,654,592,245 (+41%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BNP Prime Services", "name_as_filed": "BNP PRIME SERVICES", "affiliated": false }, { "name": "State Street Bank and Trust Company", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/compass-group-llc-new-york-ny-108772.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 247634001.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 1406958244.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108772", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }