{ "crd_number": 305680, "slug": "compass-group-investments-solutions-llc-miami-fl-305680", "primary_business_name": "COMPASS GROUP INVESTMENTS SOLUTIONS LLC", "legal_name": "COMPASS GROUP INVESTMENTS SOLUTIONS LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-10-11", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 526823237.0, "raum_discretionary": 441849747.0, "raum_non_discretionary": 84973490.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 17, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 526823237.0, "count": 148 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://cgcompass.com/en/miami", "https://latam.vincicompass.com/en/miami" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305680", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/compass-group-investments-solutions-llc-miami-fl-305680", "display_name": "Compass Group Investments Solutions LLC", "summary": "Compass Group Investments Solutions LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Compass Group Investments Solutions LLC (CRD 305680): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Compass Group Investments Solutions LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Compass Group Investments Solutions LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Compass Group Investments Solutions LLC located?", "a": "Compass Group Investments Solutions LLC's principal office is in Miami, FL, according to its Form ADV." }, { "q": "Is Compass Group Investments Solutions LLC registered with the SEC or a state?", "a": "Compass Group Investments Solutions LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305680." }, { "q": "How much does Compass Group Investments Solutions LLC manage?", "a": "Compass Group Investments Solutions LLC reports $526,823,237 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (84% discretionary)." }, { "q": "How have Compass Group Investments Solutions LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Compass Group Investments Solutions LLC: Regulatory assets under management: $259,623,626 in the October 2021 data and $526,823,237 in the October 2026 data, up 103%. Total employees: 10 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Compass Group Investments Solutions LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (148)." }, { "q": "Which custodians does Compass Group Investments Solutions LLC use?", "a": "Compass Group Investments Solutions LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman & Co., Pershing LLC and Pictet as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Compass Group Investments Solutions LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305680" }, { "q": "What changed in Compass Group Investments Solutions LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $457,734,846 to $526,823,237 (+15%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 259623626.0, "total_employees": 10, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 311366384.0, "total_employees": 15, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 333675576.0, "total_employees": 16, "filing_date": "2023-05-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 394343913.0, "total_employees": 15, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 457734846.0, "total_employees": 13, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 526823237.0, "total_employees": 17, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 4.", "Regulatory assets under management went from $457,734,846 to $526,823,237 (+15%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Brown Brothers Harriman & Co.", "name_as_filed": "BROWN BROTHERS HARRIMAN & CO.", "affiliated": false }, { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false }, { "name": "Pictet", "name_as_filed": "PICTET", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/compass-group-investments-solutions-llc-miami-fl-305680.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 148, "fewer_than_5": false, "raum": 526823237.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305680", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }