# Compass Financial Services, Inc.

> Compass Financial Services, Inc. is a state-registered investment advisory firm in Winston-Salem, NC, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 336559
- Filed as: COMPASS FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Winston-Salem, NC
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/336559
- AdvisorCensus page: https://advisorcensus.com/firm/compass-financial-services-inc-winston-salem-nc-336559

## Quick answers

**How is Compass Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Compass Financial Services, Inc. located?**
Compass Financial Services, Inc.'s principal office is in Winston-Salem, NC, according to its Form ADV.

**Is Compass Financial Services, Inc. registered with the SEC or a state?**
Compass Financial Services, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336559.

**How much does Compass Financial Services, Inc. manage?**
Compass Financial Services, Inc. reports $24,916,361 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**What types of clients does Compass Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (6).

**Does Compass Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336559

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $24,916,361
- Discretionary: $24,916,361
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $8,828,761 |
| High net worth individuals | 6 | $16,087,600 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- compass-nc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Financial Services, Inc. (CRD 336559): Form ADV filing data as of October 2026.