# Compass Financial Group, Inc

> Compass Financial Group, Inc is an SEC-registered investment advisory firm in Sioux Falls, SD, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 157109
- Filed as: COMPASS FINANCIAL GROUP, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sioux Falls, SD
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157109
- AdvisorCensus page: https://advisorcensus.com/firm/compass-financial-group-inc-sioux-falls-sd-157109

## Quick answers

**How is Compass Financial Group, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Financial Group, Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Compass Financial Group, Inc located?**
Compass Financial Group, Inc's principal office is in Sioux Falls, SD, according to its Form ADV.

**Is Compass Financial Group, Inc registered with the SEC or a state?**
Compass Financial Group, Inc is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157109.

**How much does Compass Financial Group, Inc manage?**
Compass Financial Group, Inc reports $1,482,712,000 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (100% discretionary).

**How have Compass Financial Group, Inc's assets and staff changed since 2021?**
In the Form ADV data for Compass Financial Group, Inc: Regulatory assets under management: $670,000,000 in the October 2021 data and $1,482,712,000 in the October 2026 data, up 121%. Total employees: 4 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Financial Group, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,512); high net worth individuals (304); corporations or other businesses not listed above (10).

**Which custodians does Compass Financial Group, Inc use?**
Compass Financial Group, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Compass Financial Group, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157109

**What changed in Compass Financial Group, Inc's recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $1,225,296,000 to $1,482,000,000 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,482,712,000
- Discretionary: $1,482,712,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,512 | $546,712,000 |
| High net worth individuals | 304 | $925,000,000 |
| Charitable organizations | Fewer than 5 | $1,000,000 |
| Corporations or other businesses not listed above | 10 | $10,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2012 (14 years)
- Employees: 13 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, LA, MI, MN, MO, MT, NC, ND, NE, NH, OK, SC, SD, TN, TX, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- compassfin.net
- LinkedIn @compassfin

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $670,000,000 | 4 | May 31, 2021 |
| October 2022 | $760,000,000 | 6 | May 12, 2022 |
| October 2023 | $807,000,000 | 6 | August 11, 2023 |
| October 2024 | $995,000,000 | 7 | May 8, 2024 |
| October 2025 | $1,225,296,000 | 13 | July 1, 2025 |
| October 2026 | $1,482,712,000 | 13 | August 24, 2026 |

Regulatory assets under management: $670,000,000 in the October 2021 data and $1,482,712,000 in the October 2026 data, up 121%.
Total employees: 4 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $1,225,296,000 to $1,482,000,000 (+21%).

### December 2025
- Registered or notice-filed in AR, KS, MI, SC, TN, WY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Financial Group, Inc (CRD 157109): Form ADV filing data as of October 2026.