# Compass Financial Group, Inc.

> Compass Financial Group, Inc. is an SEC-registered investment advisory firm in Dublin, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 130867
- Filed as: COMPASS FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dublin, OH
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130867
- AdvisorCensus page: https://advisorcensus.com/firm/compass-financial-group-inc-dublin-oh-130867

## Quick answers

**How is Compass Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Compass Financial Group, Inc. charge?**
Its Form ADV Part 2A brochure dated February 9, 2026 states: Up to $500,000: 1.25% a year; Above $500,001: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Compass Financial Group, Inc. located?**
Compass Financial Group, Inc.'s principal office is in Dublin, OH, according to its Form ADV.

**Is Compass Financial Group, Inc. registered with the SEC or a state?**
Compass Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 130867.

**How much does Compass Financial Group, Inc. manage?**
Compass Financial Group, Inc. reports $148,793,423 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary).

**How have Compass Financial Group, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Compass Financial Group, Inc.: Regulatory assets under management: $114,805,311 in the October 2024 data and $148,793,423 in the October 2026 data, up 30%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (101); individuals (other than high net worth individuals) (57).

**Which custodians does Compass Financial Group, Inc. use?**
Compass Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Compass Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130867

**What changed in Compass Financial Group, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $128,354,287 to $148,793,423 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 9, 2026)

- Up to $500,000: 1.25% a year
- Above $500,001: 1% a year

> Our standard advisory fee is based on the market value of the assets under management and is calculated as follows: Account Value Annual Advisory Fee $0 - $500,000 1.25% $500,001 and Up 1.00%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $148,793,423
- Discretionary: $148,793,423
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $23,107,411 |
| High net worth individuals | 101 | $125,686,012 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- compassfg.com
- LinkedIn @compass-financial-group-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $114,805,311 | 4 | September 13, 2024 |
| October 2025 | $128,354,287 | 4 | February 3, 2025 |
| October 2026 | $148,793,423 | 4 | February 9, 2026 |

Regulatory assets under management: $114,805,311 in the October 2024 data and $148,793,423 in the October 2026 data, up 30%.
Total employees: 4 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $128,354,287 to $148,793,423 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Financial Group, Inc. (CRD 130867): Form ADV filing data as of October 2026.