{
  "crd_number": 130867,
  "slug": "compass-financial-group-inc-dublin-oh-130867",
  "primary_business_name": "COMPASS FINANCIAL GROUP, INC.",
  "legal_name": "COMPASS FINANCIAL GROUP, INC.",
  "dbas": [],
  "city": "Dublin",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "18140",
  "metro": {
    "cbsa_code": "18140",
    "common_name": "Columbus",
    "msa_name": "Columbus, OH",
    "path": "/advisors/oh/columbus"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-07-17",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-02-09",
  "carried_forward": false,
  "raum_total": 148793423.0,
  "raum_discretionary": 148793423.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 23107411.0,
      "count": 57
    },
    "high_net_worth_individuals": {
      "raum": 125686012.0,
      "count": 101
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OH"
  ],
  "websites": [
    "https://compassfg.com",
    "https://linkedin.com/company/compass-financial-group-llc/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130867",
  "city_as_filed": "DUBLIN",
  "url": "https://advisorcensus.com/firm/compass-financial-group-inc-dublin-oh-130867",
  "display_name": "Compass Financial Group, Inc.",
  "summary": "Compass Financial Group, Inc. is an SEC-registered investment advisory firm in Dublin, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.",
  "citation": "AdvisorCensus. Compass Financial Group, Inc. (CRD 130867): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Compass Financial Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Compass Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Compass Financial Group, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated February 9, 2026 states: Up to $500,000: 1.25% a year; Above $500,001: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Compass Financial Group, Inc. located?",
      "a": "Compass Financial Group, Inc.'s principal office is in Dublin, OH, according to its Form ADV."
    },
    {
      "q": "Is Compass Financial Group, Inc. registered with the SEC or a state?",
      "a": "Compass Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 130867."
    },
    {
      "q": "How much does Compass Financial Group, Inc. manage?",
      "a": "Compass Financial Group, Inc. reports $148,793,423 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary)."
    },
    {
      "q": "How have Compass Financial Group, Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for Compass Financial Group, Inc.: Regulatory assets under management: $114,805,311 in the October 2024 data and $148,793,423 in the October 2026 data, up 30%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Compass Financial Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (101); individuals (other than high net worth individuals) (57)."
    },
    {
      "q": "Which custodians does Compass Financial Group, Inc. use?",
      "a": "Compass Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Compass Financial Group, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130867"
    },
    {
      "q": "What changed in Compass Financial Group, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $128,354,287 to $148,793,423 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 114805311.0,
      "total_employees": 4,
      "filing_date": "2024-09-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 128354287.0,
      "total_employees": 4,
      "filing_date": "2025-02-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 148793423.0,
      "total_employees": 4,
      "filing_date": "2026-02-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $128,354,287 to $148,793,423 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 9, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "Above $500,001",
        "rate": "1%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.25% a year",
          "Above $500,001: 1% a year"
        ],
        "quotes": [
          "Our standard advisory fee is based on the market value of the assets under management and is calculated as follows: Account Value Annual Advisory Fee $0 - $500,000 1.25% $500,001 and Up 1.00%"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.25
        },
        {
          "min": 500001.0,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our standard advisory fee is based on the market value of the assets under management and is calculated as follows: Account Value Annual Advisory Fee $0 - $500,000 1.25% $500,001 and Up 1.00%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/compass-financial-group-inc-dublin-oh-130867.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 57,
      "fewer_than_5": false,
      "raum": 23107411.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 101,
      "fewer_than_5": false,
      "raum": 125686012.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130867",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}