{
  "crd_number": 316843,
  "slug": "compass-financial-advisory-services-llc-ormond-beach-fl-316843",
  "primary_business_name": "COMPASS FINANCIAL ADVISORY SERVICES, LLC",
  "legal_name": "COMPASS FINANCIAL ADVISORY SERVICES, LLC",
  "dbas": [],
  "city": "Ormond Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "19660",
  "metro": {
    "cbsa_code": "19660",
    "common_name": "Deltona",
    "msa_name": "Deltona-Daytona Beach-Ormond Beach, FL",
    "path": "/advisors/fl/deltona"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-13",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-08-12",
  "carried_forward": false,
  "raum_total": 527155793.0,
  "raum_discretionary": 522029602.0,
  "raum_non_discretionary": 5126191.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 158889768.0,
      "count": 669
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 368266025.0,
      "count": 362
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "FL",
    "GA",
    "KY",
    "LA",
    "NC",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://compassfinancial.us",
    "https://linkedin.com/in/laurentanksley"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316843",
  "city_as_filed": "ORMOND BEACH",
  "url": "https://advisorcensus.com/firm/compass-financial-advisory-services-llc-ormond-beach-fl-316843",
  "display_name": "Compass Financial Advisory Services, LLC",
  "summary": "Compass Financial Advisory Services, LLC is an SEC-registered investment advisory firm in Ormond Beach, FL, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 12, 2026.",
  "citation": "AdvisorCensus. Compass Financial Advisory Services, LLC (CRD 316843): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Compass Financial Advisory Services, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Compass Financial Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Compass Financial Advisory Services, LLC located?",
      "a": "Compass Financial Advisory Services, LLC's principal office is in Ormond Beach, FL, according to its Form ADV."
    },
    {
      "q": "Is Compass Financial Advisory Services, LLC registered with the SEC or a state?",
      "a": "Compass Financial Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 316843."
    },
    {
      "q": "How much does Compass Financial Advisory Services, LLC manage?",
      "a": "Compass Financial Advisory Services, LLC reports $527,155,793 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (99% discretionary)."
    },
    {
      "q": "How have Compass Financial Advisory Services, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Compass Financial Advisory Services, LLC: Regulatory assets under management: $271,003,445 in the October 2022 data and $527,155,793 in the October 2026 data, up 95%. Total employees: 3 in October 2022 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Compass Financial Advisory Services, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (669); high net worth individuals (362)."
    },
    {
      "q": "Which custodians does Compass Financial Advisory Services, LLC use?",
      "a": "Compass Financial Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Compass Financial Advisory Services, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316843"
    },
    {
      "q": "What changed in Compass Financial Advisory Services, LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Employees performing advisory functions went from 7 to 6."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 271003445.0,
      "total_employees": 3,
      "filing_date": "2022-05-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 295936077.0,
      "total_employees": 3,
      "filing_date": "2023-09-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 325260870.0,
      "total_employees": 10,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 443752515.0,
      "total_employees": 12,
      "filing_date": "2025-07-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 527155793.0,
      "total_employees": 11,
      "filing_date": "2026-08-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 6."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $443,752,515 to $527,155,793 (+19%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/compass-financial-advisory-services-llc-ormond-beach-fl-316843.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 669,
      "fewer_than_5": false,
      "raum": 158889768.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 362,
      "fewer_than_5": false,
      "raum": 368266025.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316843",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}